Experimental and Theoretical Investigations of Thermal Transport in Graphene


Book Description

Graphene has been actively investigated because its unique structural, electronic, and thermal properties are desirable for a number of technological applications ranging from electronic to energy devices. The thermal transport properties of graphene can influence the device performances. Because of the high surface to volume ratio and confinement of phonons and electrons, the thermal transport properties of graphene can differ considerably from those in graphite. Developing a better understanding of thermal transport in graphene is necessary for rational design of graphene-based functional devices and materials. It is known that the thermal conductivity of single-layer graphene is considerably suppressed when it is in contact with an amorphous material compared to when it is suspended. However, the effects of substrate interaction in phonon transport in both single and multi-layer graphene still remains elusive. This work presents sensitive in-plane thermal transport measurements of few-layer and multi-layer graphene samples on amorphous silicon dioxide with the use of suspended micro-thermometer devices. It is shown that full recovery to the thermal conductivity of graphite has yet to occur even after the thickness of the supported multi-layer graphene sample is increased to 34 layers, which is considerably thicker than previously thought. This surprising finding is explained by the long intrinsic scattering mean free paths of phonons in graphite along both the basal-plane and cross-plane directions, as well as partially diffuse scattering of phonons by the graphene-amorphous support interface, which is treated by an interface scattering model developed for highly anisotropic materials. In addition, an experimental method is introduced to investigate electronic thermal transport in graphene and other layered materials through the measurement of longitudinal and transverse thermal and electrical conductivities and Seebeck coefficient under applied electric and magnetic fields. Moreover, this work includes an investigation of quantitative scanning thermal microscopy measurements of electrically biased graphene supported on a flexible polyimide substrate. Based on a triple scan technique and another zero heat flux measurement method, the temperature rise in flexible devices is found to be higher by more than one order of magnitude, and shows much more significant lateral heat spreading than graphene devices fabricated on silicon.




Experimental and Theoretical Investigation of Thermal and Thermoelectric Transport in Nanostructures


Book Description

This work presents the development and application of analytical, numerical, and experimental methods for the study of thermal and electrical transport in nanoscale systems, with special emphasis on those materials and phenomena which can be important in thermoelectric and semiconductor device applications. Analytical solutions to the Boltzmann transport equation (BTE) using the relaxation time approximation (RTA) are presented and used to study the thermal and electrical transport properties of indium antimonide (InSb), indium arsenide (InAs), bismuth telluride (Bi2Te3), and chromium disilicide (CrSi2) nanowires. Experimental results for the thermal conductivity of single layer graphene supported by SiO2 were analyzed using an RTA-based model and compared to a full quantum mechanical numerical BTE solution which does not rely on the RTA. The ability of these models to explain the measurement results as well as differences between the two approaches are discussed. Alternatively, numerical solutions to the BTE may be obtained statistically through Monte Carlo simulation for complex geometries which may prove intractable for analytical methods. Following this approach, phonon transport in silicon (Si) sawtooth nanowires was studied, revealing that thermal conductivity suppression below the diffuse surface limit is possible. The experimental investigation of energy transport in nanostructures typically involved the use of microfabricated devices or non-contact optical methods. In this work, two such approaches were analyzed to ascertain their thermal behavior and overall accuracy as well as areas for possible improvement. A Raman spectroscopy-based measurement design for investigating the thermal properties of suspended and supported graphene was examined analytically. The resulting analysis provided a means of determining from measurement results the thermal interface conductance, thermal contact resistance, and thermal conductivity of the suspended and supported graphene regions. Previously, microfabricated devices of several different designs have been used to experimentally measure the thermal transport characteristics of nanostructures such as carbon nanotubes, nanowires, and thin films. To ascertain the accuracy and limitations of various microdevice designs and their associated conduction analyses, finite element models were constructed using ANSYS and measurements of samples of known thermal conductance were simulated. It was found that designs with the sample suspended were generally more accurate than those for which the sample is supported on a bridge whose conductance is measured separately. The effects of radiation loss to the environment of certain device designs were also studied, demonstrating the need for radiation shielding to be at temperatures close to that of the device substrate in order to accurately calibrate the resistance thermometers. Using a suspended microdevice like those analyzed using finite element analysis, the thermal conductivities of individual bismuth (Bi) nanowires were measured. The results were correlated with the crystal structure and growth direction obtained by transmission electron microscopy on the same nanowires. Compared to bulk Bi in the same crystal direction, the thermal conductivity of a single-crystal Bi nanowires of 232 nm diameter was found to be 3 - 6 times smaller than bulk between 100 K and 300 K. For polycrystalline Bi nanowires of 74 nm to 255 nm diameter the thermal conductivity was reduced by a factor of 18 - 78 over the same temperature range. Comparable thermal conductivity values were measured for polycrystalline nanowires of varying diameters, suggesting a grain boundary scattering mean free path for all heat carriers in the range of 15 - 40 nm which is smaller than the nanowire diameters. An RTA-based transport model for both charge carriers and phonons was developed which explains the thermal conductivity suppression in the single-crystal nanowire by considering diffuse phonon-surface scattering, partially diffuse surface scattering of electrons and holes, and scattering of phonons and charge carriers by ionized impurities such as oxygen and carbon of a concentration on the order of 1019 cm−3. Using a similar experimental setup, the thermoelectric properties (Seebeck coefficient, electrical conductivity, and thermal conductivity) of higher manganese silicide (HMS) nanostructures were investigated. Bulk HMS is a passable high temperature thermoelectric material which possesses a complex crystal structure that could lead to very interesting and useful nanoscale transport properties. The thermal conductivities of HMS nanowires and nanoribbons were found to be reduced by 50 - 60 % compared to bulk values in the same crystal direction for both nanoribbons and nanowires. The measured Seebeck coefficient data was comparable or below that of bulk, suggesting unintentional doping of the samples either during growth or sample preparation. Difficulty in determining the amorphous oxide layer thickness for nanoribbons samples necessitated using the total, oxide-included cross section in the thermal and electrical conductivity calculation. This in turn led to the determined electrical conductivity values representing the lower bound on the actual electrical conductivity of the HMS core. From this approach, the measured electrical conductivity values were comparable or slightly below the lower end of bulk electrical conductivity values. This oxide thickness issue affects the determination of the HMS nanostructure thermoelectric figure of merit ZT as well, though the lower bound values obtained here were found to still be comparable to or slightly smaller than the expected bulk values in the same crystal direction. Analytical modeling also indicates higher doping than in bulk. Overall, HMS nanostructures appear to have the potential to demonstrate measurable size-induced ZT enhancement, especially if optimal doping and control over the crystallographic growth direction can be achieved. However, experimental methods to achieve reliable electrical contact to quality four-probe samples needs to be improved in order to fully investigate the thermoelectric potential of HMS nanostructures.




Heat Transfer in Graphene and Anisotropic/Nonlinear Systems


Book Description

Various modern devices involve highly anisotropic materials. For example, Bi2Te3 is used in thermoelectrics, and graphene finds broad applications ranging from microelectronics to optoelectronics. The heat transfer in these materials can deviate significantly from classical isotropic transport theory. Nonlinear thermal devices have also drawn a great deal of attention for such applications as thermal regulation of building envelopes, and thermal protection of delicate components in electrical hardware, spacecraft thermal shielding, and satellite radiators. In this thesis, heat transfer in nonlinear devices and anisotropic materials, in particular graphene, is investigated using both experimental and theoretical methods. Measurements on graphene sheets encased by silicon dioxide layers show the strong effect of the encasing oxide in disrupting the thermal conductivity of adjacent graphene layers, leading to more than one order of magnitude suppression as compared to the freely-suspended graphene experiment reported in literature. Modeling thermal properties of anisotropic materials reveals an unexpected guideline to engineer heat transport: due to phonon focusing effects, in many cases the heat transfer can be enhanced by reducing a phonon velocity component perpendicular to the transport direction. Finally, a nonlinear thermal diode, based on a new mechanism exploiting asymmetric scattering of ballistic energy carriers by pyramidal reflectors, is demonstrated experimentally. Experiments underline that all thermal rectifiers require nonlinearity in addition to asymmetry.




Experimental Investigations of Thermal Transport in Carbon Nanotubes, Graphene and Nanoscale Point Contacts


Book Description

As silicon-based transistor technology continues to scale ever downward, anticipation of the fundamental limitations of ultimately-scaled devices has driven research into alternative device technologies as well as new materials for interconnects and packaging. Additionally, as power dissipation becomes an increasingly important challenge in highly miniaturized devices, both the implementation and verification of high mobility, high thermal conductivity materials, such as low dimensional carbon nanomaterials, and the experimental investigation of heat transfer in the nanoscale regime are requisite to continued progress. This work furthers the current understanding of structure-property relationships in low dimensional carbon nanomaterials, specifically carbon nanotubes (CNTs) and graphene, through use of combined thermal conductance and transmission electron microscopy (TEM) measurements on the same individual nanomaterials suspended between two micro-resistance thermometers. Through the development of a method to measure thermal contact resistance, the intrinsic thermal conductivity, [kappa], of multi-walled (MW) CNTs is found to correlate with TEM observed defect density, linking phonon-defect scattering to the low [kappa] in these chemical vapor deposition (CVD) synthesized nanomaterials. For single- (S) and double- (D) walled (W) CNTs, the [kappa] is found to be limited by thermal contact resistance for the as-grown samples but still four times higher than that for bulk Si. Additionally, through the use of a combined thermal transport-TEM study, the [kappa] of bi-layer graphene is correlated with both crystal structure and surface conditions. Theoretical modeling of the [kappa] temperature dependence allows for the determination that phonon scattering mechanisms in suspended bi-layer graphene with a thin polymeric coating are similar to those for the case of graphene supported on SiO2. Furthermore, a method is developed to investigate heat transfer through a nanoscale point contact formed between a sharp silicon tip and a silicon substrate in an ultra high vacuum (UHV) atomic force microscope (AFM). A contact mechanics model of the interface, combined with a heat transport model considering solid-solid conduction and near-field thermal radiation leads to the conclusion that the thermal resistance of the nanoscale point contact is dominated by solid-solid conduction.




Graphene


Book Description

Since the late 20th century, graphene-a one-atom-thick planar sheet of sp2-bonded carbon atoms densely packed in a honeycomb crystal lattice-has garnered appreciable attention as a potential next-generation electronic material due to its exceptional properties. These properties include high current density, ballistic transport, chemical inertness,




Physics and Applications of Graphene


Book Description

The Stone Age, the Bronze Age, the Iron Age... Every global epoch in the history of the mankind is characterized by materials used in it. In 2004 a new era in material science was opened: the era of graphene or, more generally, of two-dimensional materials. Graphene is the strongest and the most stretchable known material, it has the record thermal conductivity and the very high mobility of charge carriers. It demonstrates many interesting fundamental physical effects and promises a lot of applications, among which are conductive ink, terahertz transistors, ultrafast photodetectors and bendable touch screens. In 2010 Andre Geim and Konstantin Novoselov were awarded the Nobel Prize in Physics for groundbreaking experiments regarding the two-dimensional material graphene. The two volumes Physics and Applications of Graphene - Experiments and Physics and Applications of Graphene - Theory contain a collection of research articles reporting on different aspects of experimental and theoretical studies of this new material.




Phonon Thermal Transport in Silicon-Based Nanomaterials


Book Description

In this Brief, authors introduce the advance in theoretical and experimental techniques for determining the thermal conductivity in nanomaterials, and focus on review of their recent theoretical studies on the thermal properties of silicon–based nanomaterials, such as zero–dimensional silicon nanoclusters, one–dimensional silicon nanowires, and graphenelike two–dimensional silicene. The specific subject matters covered include: size effect of thermal stability and phonon thermal transport in spherical silicon nanoclusters, surface effects of phonon thermal transport in silicon nanowires, and defects effects of phonon thermal transport in silicene. The results obtained are supplemented by numerical calculations, presented as tables and figures. The potential applications of these findings in nanoelectrics and thermoelectric energy conversion are also discussed. In this regard, this Brief represents an authoritative, systematic, and detailed description of the current status of phonon thermal transport in silicon–based nanomaterials. This Brief should be a highly valuable reference for young scientists and postgraduate students active in the fields of nanoscale thermal transport and silicon-based nanomaterials.




A First-principles Investigation of the Transition Between Two- and Three-dimensional Thermal Transport in Graphene and Graphite


Book Description

Two-dimensional materials have become a popular research area over the past two decades because of their unique physical properties. The low dimensionality of these materials leads to interesting, and useful, transport properties such as thickness-dependent band gaps and high electrical and thermal conductivity. These materials have applications in nanoelectronics, optoelectronics, and thermoelectric energy generation, the performance of which depends sensitively on understanding and controlling how heat transport occurs. Most low dimensional materials can be derived by isolating them from their bulk counterparts, which are often comprised of stacks of the two-dimensional layers that are weakly bound together. These layered bulk materials often maintain some of the two-dimensional characteristics of their monolayer form because of the weak interlayer bonds. One common example of such a "quasi-2D" material is graphite, which is made of layered carbon sheets, i.e. graphene. When going from graphite to graphene the room-temperature in-plane thermal conductivity varies from approx. 2000 W/m K to 5800 W/m K, respectively. Both values are exceptionally high, but there is still a large difference between the two. Nevertheless, the majority of studies focus either on the bulk or low-dimensional versions of materials, with little focus on how the transition from 3D to 2D influences the microscopic properties and transport characteristics. The purpose of this study was to explain how the thermal transport properties of layered materials transition between two and three dimensions. Graphene and graphite were used as simple materials to model this transition. The thermal transport properties were calculated from first-principles using density functional theory (DFT) and iterative solutions to the Boltzmann transport equation (BTE). The transition between two and three dimensions was modelled by systematically moving the layers of graphite apart from each other until they were essentially isolated graphene sheets. The converged $\kappa$ values of the limiting cases of graphite and graphene agree with experimental measurements and previous calculations, with the stretched cases showing a monotonically increasing thermal conductivity from $\kappa_{\text{graphite}}$ to $\kappa_{\text{graphene}}$. Surprisingly, the largest variation in the thermal transport properties resulted from changes in the phonon dispersion. This is contrary to the previous belief that the difference in $\kappa$ resulted from certain three-phonon selection rules in graphene, which reduce the scattering probability, and do not apply to graphite. The selection rules appear to mostly still apply to graphite and the stretched graphite cases, indicating that the primary mechanism resulting in the differences between $\kappa_{\text{graphene}}$ and $\kappa_{\text{graphite}}$ was the shape of the phonon dispersion, and a corresponding shift in the phonon DOS. This type of analysis could be applied to other layered materials in the future to identify materials with the potential to be exceptional thermal conductors.




Thermal Transport in Low Dimensions


Book Description

Understanding non-equilibrium properties of classical and quantum many-particle systems is one of the goals of contemporary statistical mechanics. Besides its own interest for the theoretical foundations of irreversible thermodynamics(e.g. of the Fourier's law of heat conduction), this topic is also relevant to develop innovative ideas for nanoscale thermal management with possible future applications to nanotechnologies and effective energetic resources. The first part of the volume (Chapters 1-6) describes the basic models, the phenomenology and the various theoretical approaches to understand heat transport in low-dimensional lattices (1D e 2D). The methods described will include equilibrium and nonequilibrium molecular dynamics simulations, hydrodynamic and kinetic approaches and the solution of stochastic models. The second part (Chapters 7-10) deals with applications to nano and microscale heat transfer, as for instance phononic transport in carbon-based nanomaterials, including the prominent case of nanotubes and graphene. Possible future developments on heat flow control and thermoelectric energy conversion will be outlined. This volume aims at being the first step for graduate students and researchers entering the field as well as a reference for the community of scientists that, from different backgrounds (theoretical physics, mathematics, material sciences and engineering), has grown in the recent years around those themes.




Experimental Investigation of Thermal Transport in Graphene and Hexagonal Boron Nitride


Book Description

Two-dimensional graphene, a single layer of graphite, has emerged as an excellent candidate for future electronic material due to its unique electronic structure and remarkably high carrier mobility. Even higher carrier mobility has been demonstrated in graphene devices using hexagonal boron nitride as an underlying dielectric support instead of silicon oxide. Interestingly, both graphene and boron nitride exhibit superior thermal properties, therefore may potentially offer a solution to the increasingly severe heat dissipation problem in nanoelectronics caused by increased power density. In this thesis, we focus on the investigation of the thermal properties of graphene and hexagonal boron nitride. First, scanning thermal microscopy based on a sub-micrometer thermocouple at the apex of a microfabricated tip was employed to image the temperature profiles in electrically biased graphene devices with ~ 100 nm scale spatial resolution. Non-uniform temperature distribution in the devices was observed, and the "hot spot" locations were correlated with the charge concentrations in the channel, which could be controlled by both gate and drain-source biases. Hybrid contact and lift mode scanning has enabled us to obtain the quantitative temperature profiles, which were compared with the profiles obtained from Raman-based thermometry. The temperature rise in the channel provided an important insight into the heat dissipation mechanism in Joule-heated graphene devices. Next, thermal conductivity of suspended single and few-layer graphene was measured using a micro-bridge device with built-in resistance thermometers. Polymer-assisted transfer technique was developed to suspend graphene layers on the pre-fabricated device. The room temperature thermal conductivity values of 1-7 layer graphene were measured to be lower than that of bulk graphite, and the value appeared to increase with increasing sample thickness. These observations can be explained by the impact of the phonon scattering by polymer residue remaining on the sample surfaces. Lastly, thermal conductivity of few-layer hexagonal boron nitride sample was measured by using the same device and technique used for suspended graphene. Measurements on samples with different suspended lengths but similar thickness allowed us to extract the intrinsic thermal conductivity of the samples as well as the contribution of contact thermal resistance to the overall thermal measurement. The room temperature thermal conductivity of 11 layer sample approaches the basal-plane value reported in the bulk sample. Lower thermal conductivity was measured in a 5 layer sample than an 11 layer sample, which again supports the polymer effect on the thermal transport in few-layer hexagonal boron nitride.