Author :
Publisher : Aspen Law & Business Publishers
Page : 254 pages
File Size : 27,51 MB
Release : 2002
Category : Business & Economics
ISBN :
Author : Eduardo Vidal
Publisher : Globe Law and Business Limited
Page : 0 pages
File Size : 23,79 MB
Release : 2011
Category : Business & Economics
ISBN : 9781905783496
"While credit markets remain tight, the capital markets appear to be opening up again. As a result, many international companies will consider accessing the US markets as part of their financing strategy. This option is particularly attractive to non-US companies, which may take advantage of less stringent rules than those applicable to US companies. This practical title serves as a reference for companies and their lawyers on all matters relating to foreign private issuers in the US capital markets. Accessible and full of practical guidance, it addresses topics including amendments to the US Securities and Exchange Commission (SEC) rules automatically exempting foreign private issuers from SEC registration; new SEC rules making it easier for foreign private issuers to de-register their securities from the SEC and terminate their reporting obligations; acceptance of private issuers' financial statements prepared in accordance with International Financial Reporting Standards without reconciliation to US generally accepted accounting principles; and the new SEC release on cross-border tender offers. The book features a checklist for due diligence in international securities offerings. It also covers private placements of securities, including Rule 144A offerings, which are exempt from registration with the SEC, and a full description of American depositary receipts"--Unedited summary from book cover.
Author : Charles J. Johnson
Publisher :
Page : 1154 pages
File Size : 46,6 MB
Release : 2004
Category : Business & Economics
ISBN :
The highly anticipated Third Edition of Corporate Finance & the Securities Laws is a fully updated version of this classic work by two premier experts in the world of corporate finance. The book explains the legal environment in which capital markets transactions take place as well as explaining the transactions themselves and how professionals can manage the transaction and get it done. Some highlights in the Third Edition are: Underwriting practices the registration and distribution process Private placements Shelf registrations International finance Commercial paper Innovative financial products and asset-backed securities the Third Edition also includes updates on many important developments in corporate finance, including: New standards for IPO allocations the reduced role of analysts in securities offerings driven by reforms separating the interaction of research analysts And The investment bankers who bring in new business an updated look at MD&A (Management Discussion & Analysis) A new chapter focusing on asset-backed securities Sarbanes-Oxley's effects on disclosure requirements and due diligence the growing trend of On-line offerings Dealing with 'gun-jumping' problems Electronic delivery of offering documents New emphasis on financial statement due diligence New NASD corporate financing rule New NASD rule on retention of new issues (formerly the 'hot issue' rule) Exiting the SEC reporting system Innovative financing techniques And The Commodity Futures Modernization Act of 2000 Short sales and equity derivatives Innovations in convertible, exchangeable and equity-linked securities Amended Rule 10b-18 and more
Author : United States. Department of Justice
Publisher :
Page : 720 pages
File Size : 48,46 MB
Release : 1985
Category : Justice, Administration of
ISBN :
Author :
Publisher :
Page : 44 pages
File Size : 46,46 MB
Release : 1963
Category :
ISBN :
Author : James Bartos
Publisher : Springer
Page : 296 pages
File Size : 38,19 MB
Release : 2002-10-11
Category : Business & Economics
ISBN :
In an increasingly global world, capital raising, securities trading and mergers and acquisitions often involve some connection with the United States and implicate the U.S. securities laws. United States Securities Law: A Practical Guide, offers a concise overview of the law and practice of issuing securities, listings, takeovers and the securities markets in the United States from the perspective of a non-U.S. participant. Originally published in 1992, this new edition has been significantly expanded and updated. The book is intended primarily for managers, financial intermediaries, lawyers and others seeking an overview of the topic. It offers a combination of practical insight and precise analysis.
Author : Karl M. Meessen
Publisher : BRILL
Page : 280 pages
File Size : 32,99 MB
Release : 1996-08-01
Category : Law
ISBN : 9004639772
This work contains the proceedings of a symposium held in Dresden addressing the topic of extraterritorial jurisdiction with respect to financial services, tax, arms control, environmental law, antitrust matters and mergers and acquisitions. It provides an overview of how differently jurisdictional issues are perceived and dealt with, especially in the USA and UK. Contributions are from experts in the field. The book differs from others in the field in that it provides a resolution on extraterritorial jurisdiction. Audience: Civil servants, practising lawyers and academics in the field of international public law and private international law.
Author : United States. Securities and Exchange Commission
Publisher :
Page : 644 pages
File Size : 25,46 MB
Release : 1977-07
Category : Securities
ISBN :
Lists documents available from Public Reference Section, Securities and Exchange Commission.
Author : Louis Loss
Publisher : Aspen Publishers
Page : 820 pages
File Size : 13,87 MB
Release : 2009
Category : Business & Economics
ISBN :
"The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters definitively clarifies such questions as: When does a note fall within the definition of a "security" How have the courts altered the express civil liability provisions of the federal securities laws? Can the SEC impose additional ten-day suspensions on trading without notice? Does scienter include reckless as well as intentional conduct? And countless others, so that you're almost sure to find coverage of the "small point" on which your case may turn."--Publisher's website.
Author : Woon-Wah Siu
Publisher :
Page : 0 pages
File Size : 32,2 MB
Release : 2016
Category : Commercial law
ISBN : 9781402426117
This title covers the main legal and regulatory issues to be considered before entering the U.S. market. It's a "must read" for non-U.S. businesses, foreign attorneys, law firm associates and new entrepreneurs.
