Author :
Publisher : DIANE Publishing
Page : 52 pages
File Size : 25,95 MB
Release :
Category :
ISBN : 1428931686
Author : Richard J. Hillman
Publisher : DIANE Publishing
Page : 54 pages
File Size : 27,1 MB
Release : 2005-07
Category : Business & Economics
ISBN : 9780756748265
Author : United States. Congress. House. Committee on the Judiciary. Subcommittee on Commercial and Administrative Law
Publisher :
Page : 108 pages
File Size : 28,25 MB
Release : 2005
Category : Business & Economics
ISBN :
Author : United States. Congress. House. Committee on the Judiciary
Publisher :
Page : 224 pages
File Size : 31,35 MB
Release : 2007
Category :
ISBN :
Author :
Publisher :
Page : 224 pages
File Size : 49,84 MB
Release : 2007
Category :
ISBN :
Author : United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
Publisher :
Page : 120 pages
File Size : 25,45 MB
Release : 2005
Category : Business & Economics
ISBN :
Author :
Publisher :
Page : 1112 pages
File Size : 27,3 MB
Release : 2006
Category : Actions and defenses
ISBN :
Author : Angela A. Hung
Publisher : Rand Corporation
Page : 151 pages
File Size : 25,95 MB
Release : 2008-03-12
Category : Law
ISBN : 0833045016
In theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investment adviser provides advice to others regarding securities. Different laws regulate each type of professional, but boundaries have blurred. This report examines current business practices and investor understanding of each type.
Author : American Bar Association. House of Delegates
Publisher : American Bar Association
Page : 216 pages
File Size : 12,64 MB
Release : 2007
Category : Law
ISBN : 9781590318737
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
Author : United States. Congress
Publisher :
Page : 1452 pages
File Size : 48,38 MB
Release : 1962
Category : Law
ISBN :
The Congressional Record is the official record of the proceedings and debates of the United States Congress. It is published daily when Congress is in session. The Congressional Record began publication in 1873. Debates for sessions prior to 1873 are recorded in The Debates and Proceedings in the Congress of the United States (1789-1824), the Register of Debates in Congress (1824-1837), and the Congressional Globe (1833-1873)
