SEC Compliance and Enforcement Answer Book 2015


Book Description

SEC Compliance and Enforcement Answer Book 2015 answers hundreds of real-world questions related to the nuances of unique SEC Enforcement procedure, and provides sophisticated insight on the complex and extensive body of federal securities laws. Edited by David M. Stuart (Cravath, Swaine and Moore LLP), this expert Q&A guide compiles the perspectives of leading practitioners from around the country who have previously served in the SEC Enforcement Division, many of whom were in some of the most senior positions in the Division. Leveraging the authors' experience and expertise, SEC Compliance and Enforcement Answer Book 2015 provides nuts and bolts guidance on: - Conducting an effective internal investigation - while the SEC is simultaneously investigating - Responding to SEC requests and subpoenas for documents, interviews, and testimony - Cooperating effectively with SEC staff - The Wells process, negotiating resolutions, and litigating with the SEC - The complexities that arise when criminal and international law enforcement authorities becomes involved in an SEC investigation Additionally, SEC Compliance and Enforcement Answer Book 2015 answers questions on insider trading, accounting and securities fraud, market manipulation and foreign corruption. The Q&A guide also tackles special issues related to investigations of attorneys, accountants, and those identified by whistleblowers.




Model Rules of Professional Conduct


Book Description

The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.




Defensive Security Handbook


Book Description

Despite the increase of high-profile hacks, record-breaking data leaks, and ransomware attacks, many organizations don’t have the budget to establish or outsource an information security (InfoSec) program, forcing them to learn on the job. For companies obliged to improvise, this pragmatic guide provides a security-101 handbook with steps, tools, processes, and ideas to help you drive maximum-security improvement at little or no cost. Each chapter in this book provides step-by-step instructions for dealing with a specific issue, including breaches and disasters, compliance, network infrastructure and password management, vulnerability scanning, and penetration testing, among others. Network engineers, system administrators, and security professionals will learn tools and techniques to help improve security in sensible, manageable chunks. Learn fundamentals of starting or redesigning an InfoSec program Create a base set of policies, standards, and procedures Plan and design incident response, disaster recovery, compliance, and physical security Bolster Microsoft and Unix systems, network infrastructure, and password management Use segmentation practices and designs to compartmentalize your network Explore automated process and tools for vulnerability management Securely develop code to reduce exploitable errors Understand basic penetration testing concepts through purple teaming Delve into IDS, IPS, SOC, logging, and monitoring




Fair Value Measurements


Book Description




Column Handbook for Size Exclusion Chromatography


Book Description

Column Handbook for Size Exclusion Chromatography is the first comprehensive reference to provide everything one needs to know about commercial analytical and preparative columns for size exclusion and gel filtration chromatography (SEC and GFC). SEC is now widely used as a quality assurance method in the polymer industry (both synthetic and biopolymers) to determine molecular weight and molecular weight distribution. The Handbook contains contributions from every column manufacturer around the world and from many experienced column users. It covers the technology, characterization, application, evaluation, maintenance, and quality control of analytical and preparative columns for SEC and GFC. Also included are columns for two closely related techniques, hydrodynamic chromatography and high osmotic pressure chromatography.Key Features* Evaluate and select columns with confidence for specific applications* Optimize separations and improve the ruggedness of analytical methods* Extend the service time of a column* Establish a quality-control program to ensure consistency in column performance* Avoid the expense of column damage or purchases that do not give the expected results




SEC Regulation S-X


Book Description

This PRINT REPLICA is the SEC Regulation S-X and is current to JULY 5, 2018. Regulation S-X is a prescribed regulation in the United States of America that lays out the specific form and content of financial reports, specifically the financial statements of public companies. Also known as the "FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975." Regulation S-X and the Financial Reporting Releases set forth the form and content of and requirements for financial statements required to be filed as a part of a registration statements under the Securities Act of 1933. Regulation S-X extends the meaning of the term 'financial statements' to include all notes to the statements and all related schedules. Regulation S-X is closely related to Regulation S-K, which lays out reporting requirements for various SEC filings and registrations used by public companies. Why buy a book you can download for free? We print this book so you don't have to. First you gotta find a good clean (legible) copy and make sure it's the latest version (not always easy). Some documents found on the web are missing some pages or the image quality is so poor, they are difficult to read. We look over each document carefully and replace poor quality images by going back to the original source document. We proof each document to make sure it's all there - including all changes. If you find a good copy, you could print it using a network printer you share with 100 other people (typically its either out of paper or toner). If it's just a 10-page document, no problem, but if it's 250-pages, you will need to punch 3 holes in all those pages and put it in a 3-ring binder. Takes at least an hour. It's much more cost-effective to just order the latest version from Amazon.com This book includes original commentary which is copyright material. Note that government documents are in the public domain. We print these large documents as a service so you don't have to. The books are compact, tightly-bound, full-size (8 1⁄2 by 11 inches), with large text and glossy covers. 4th Watch Publishing Co. is a SDVOSB. If you like the service we provide, please leave positive review on Amazon.com.




IEEE 802.11 Handbook


Book Description

The first generation 802.11 wireless market, once struggling to expand, has spread from largely vertical applications such as healthcare, point of sale, and inventory management to become much more broad as a general networking technology being deployed in offices, schools, hotel guest rooms, airport departure areas, airplane cabins, entertainment venues, coffee shops, restaurants, and homes. This has led to the tremendous growth of new sources of IEEE 802.11 devices. IEEE 802.11 equipment is now moving into its second stage, where the wireless LAN is being treated as a large wireless communication system. As a system, there is more to consider than simply the communication over the air between a single access point and the associated mobile devices. This has lead to innovative changes in the equipment that makes up a wireless LAN. The IEEE 802.11 Handbook: A Designer’s Companion, Second Edition is for the system network architects, hardware engineers and software engineers at the heart of this second stage in the evolution of 802.11 wireless LANs and for those designers that will take 802.11 to the next stage.




Dixieland Delight


Book Description

There is no college ball more passionate and competitive than football in the Southeastern Conference, where seven of the twelve schools boast stadiums bigger than any in the NFL and 6.5 million fans hit the road every year to hoot and holler their teams to victory. In September 2006, popular sports columnist and lifelong University of Tennessee fan Clay Travis set out on his "Dixieland Delight Tour." Without a single map, hotel reservation, or game ticket, he began an 8,000-mile journey through the beating heart of the Southland. As Travis toured the SEC, he immersed himself in the bizarre game-day rituals of the common fan, brazenly dancing with the chancellor's wife at a Vanderbilt frat party, hanging with University of Florida demigod quarterback Tim Tebow, and abandoning himself totally to the ribald intensity and religious fervor of SEC football. Dixieland Delight is Travis's hilarious, loving, irreverent, and endlessly entertaining chronicle of a season of ironic excess in a world that goes a little crazy on football Saturdays.




Handbook Of Size Exclusion Chromatography And Related Techniques


Book Description

Documenting critical advances in this rapidly evolving field, the Second Edition highlights the need for new applications and technologies that assist in the determination of molecular weight and molecular weight distributions of polymers in an accurate, efficient manner. This volume presents the latest findings from a international team of specialists and continues to inspire and extend practical applications of size exclusion chromatography (SEC). It includes six new chapters covering high-speed size exclusion chromatography, SEC of low molecular weight materials, and the extended family of techniques, from two-dimensional liquid chromatography to high osmotic pressure chromatography.




Application Security Program Handbook


Book Description

Stop dangerous threats and secure your vulnerabilities without slowing down delivery. This practical book is a one-stop guide to implementing a robust application security program. In the Application Security Program Handbook you will learn: Why application security is so important to modern software Application security tools you can use throughout the development lifecycle Creating threat models Rating discovered risks Gap analysis on security tools Mitigating web application vulnerabilities Creating a DevSecOps pipeline Application security as a service model Reporting structures that highlight the value of application security Creating a software security ecosystem that benefits development Setting up your program for continuous improvement The Application Security Program Handbook teaches you to implement a robust program of security throughout your development process. It goes well beyond the basics, detailing flexible security fundamentals that can adapt and evolve to new and emerging threats. Its service-oriented approach is perfectly suited to the fast pace of modern development. Your team will quickly switch from viewing security as a chore to an essential part of their daily work. Follow the expert advice in this guide and you’ll reliably deliver software that is free from security defects and critical vulnerabilities. About the technology Application security is much more than a protective layer bolted onto your code. Real security requires coordinating practices, people, tools, technology, and processes throughout the life cycle of a software product. This book provides a reproducible, step-by-step road map to building a successful application security program. About the book The Application Security Program Handbook delivers effective guidance on establishing and maturing a comprehensive software security plan. In it, you’ll master techniques for assessing your current application security, determining whether vendor tools are delivering what you need, and modeling risks and threats. As you go, you’ll learn both how to secure a software application end to end and also how to build a rock-solid process to keep it safe. What's inside Application security tools for the whole development life cycle Finding and fixing web application vulnerabilities Creating a DevSecOps pipeline Setting up your security program for continuous improvement About the reader For software developers, architects, team leaders, and project managers. About the author Derek Fisher has been working in application security for over a decade, where he has seen numerous security successes and failures firsthand. Table of Contents PART 1 DEFINING APPLICATION SECURITY 1 Why do we need application security? 2 Defining the problem 3 Components of application security PART 2 DEVELOPING THE APPLICATION SECURITY PROGRAM 4 Releasing secure code 5 Security belongs to everyone 6 Application security as a service PART 3 DELIVER AND MEASURE 7 Building a roadmap 8 Measuring success 9 Continuously improving the program