Securities Exchange Act of 1934 Release
Author : United States. Securities and Exchange Commission
Publisher :
Page : 868 pages
File Size : 41,61 MB
Release : 1962
Category : Securities
ISBN :
Author : United States. Securities and Exchange Commission
Publisher :
Page : 868 pages
File Size : 41,61 MB
Release : 1962
Category : Securities
ISBN :
Author : David M. Stuart
Publisher :
Page : 0 pages
File Size : 15,49 MB
Release : 2015-08-07
Category : Corporation law
ISBN : 9781402424717
SEC Compliance and Enforcement Answer Book 2015 answers hundreds of real-world questions related to the nuances of unique SEC Enforcement procedure, and provides sophisticated insight on the complex and extensive body of federal securities laws. Edited by David M. Stuart (Cravath, Swaine and Moore LLP), this expert Q&A guide compiles the perspectives of leading practitioners from around the country who have previously served in the SEC Enforcement Division, many of whom were in some of the most senior positions in the Division. Leveraging the authors' experience and expertise, SEC Compliance and Enforcement Answer Book 2015 provides nuts and bolts guidance on: - Conducting an effective internal investigation - while the SEC is simultaneously investigating - Responding to SEC requests and subpoenas for documents, interviews, and testimony - Cooperating effectively with SEC staff - The Wells process, negotiating resolutions, and litigating with the SEC - The complexities that arise when criminal and international law enforcement authorities becomes involved in an SEC investigation Additionally, SEC Compliance and Enforcement Answer Book 2015 answers questions on insider trading, accounting and securities fraud, market manipulation and foreign corruption. The Q&A guide also tackles special issues related to investigations of attorneys, accountants, and those identified by whistleblowers.
Author : BDO USA
Publisher : John Wiley & Sons
Page : 608 pages
File Size : 20,34 MB
Release : 2020-06-23
Category : Business & Economics
ISBN : 1119724422
This title clarifies new, difficult, and important reporting and disclosure requirements for SEC Reporting. You'll learn: The latest SEC developments and hot buttons. How to apply regulations S-X, S-K, and other SEC guidance. How to prepare and review financial statements and their related disclosures. It includes AS 3101, The Auditor's Report on an Audit of Financial Statements When the Auditor Expresses an Unqualified Opinion.
Author : International Accounting Standards Board
Publisher :
Page : 104 pages
File Size : 47,8 MB
Release : 2006
Category : Business & Economics
ISBN :
Author : American Bar Association. House of Delegates
Publisher : American Bar Association
Page : 216 pages
File Size : 35,21 MB
Release : 2007
Category : Law
ISBN : 9781590318737
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
Author :
Publisher :
Page : 260 pages
File Size : 47,70 MB
Release : 2009
Category : Finance, Public
ISBN :
Author : Robert K. Herdman
Publisher :
Page : 1180 pages
File Size : 23,4 MB
Release : 1983
Category : Business & Economics
ISBN :
Coverage of every aspect of financial reporting & disclosure under Regulations S-X and S-K, with step-by-step procedures for preparing information for Form 10-K & annual shareholders reports. The authors' focus on common problem areas and current developments includes: 1 Volume
Author :
Publisher :
Page : 182 pages
File Size : 30,33 MB
Release : 1981
Category : Securities
ISBN :
Author : Howard M. Schilit
Publisher : McGraw Hill Professional
Page : 240 pages
File Size : 14,53 MB
Release : 2002-03-22
Category : Business & Economics
ISBN : 0071423397
Techniques to uncover and avoid accounting frauds and scams Inflated profits . . . Suspicious write-offs . . . Shifted expenses . . . These and other dubious financial maneuvers have taken on a contemporary twist as companies pull out the stops in seeking to satisfy Wall Street. Financial Shenanigans pulls back the curtain on the current climate of accounting fraud. It presents tools that anyone who is potentially affected by misleading business valuationsfrom investors and lenders to managers and auditorscan use to research and read financial reports, and to identify early warning signs of a company's problems. A bestseller in its first edition, Financial Shenanigans has been thoroughly updated for today's marketplace. New chapters, data, and research reveal contemporary "shenanigans" that have been known to fool even veteran researchers.
Author : Diana Cravotta
Publisher :
Page : 244 pages
File Size : 16,86 MB
Release : 2018-07-09
Category :
ISBN : 9781722835989
This publication in the Deloitte Roadmap Series combines the SEC's guidance on reporting for business acquisitions - including acquisitions of real estate operations and pro forma financial information - with Deloitte's interpretations (Q&As) and examples in a comprehensive, reader-friendly format.When a registrant acquires or it is probable that it will acquire a business, the registrant may be required under SEC rules to file the acquiree's separate annual and interim preacquisition financial statements along with the related pro forma financial information. Disclosure of this information can be important to investors because an acquisition will generally affect a registrant's financial condition, results of operations, liquidity, and future prospects. While a registrant is also required to disclose the nature and financial impact of a business combination under the FASB's accounting guidance, the SEC's requirements are significantly more detailed and can result in considerable financial reporting responsibilities regardless of whether a company acquires businesses frequently or only occasionally.