The Capital Requirements (Amendment) (EU Exit) Regulations 2018


Book Description

Enabling power: European Communities Act 1972, s. 2 (2) & European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21. Issued: 19.11.2018. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reg. 1. Effect: S.I. 2008/346; 2013/3115, 3118; 2014/894 amended. Territorial extent & classification: E/W/S/NI. EC note: Regulation (EU) no. 575/2013 on prudential requirements for credit institutions & investment firms and amending Regulatino (EU) no. 648/2012; Commission Delegated Regulation (EU) 2015/61 supplementing Regulation (EU) no. 575/2013 with regard to liquidity coverage requement for credit institutions; Commission Delegated Regulation (EU) 1222/2014 supplementing Directive 2013/36/EU with regard to regulatory technical standards for the specification of the methodology for the identificaiton of glable systemically important institutions and for the defintion of subcategories of global systemically important institutions amended. For approval by resolution of each House of Parliament




The Benchmarks (Amendment and Transitional Provision) (EU Exit) Regulations 2019


Book Description

Enabling power: European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21 (b). Issued: 29.01.2019. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reg. 1. Effect: None. Territorial extent & classification: E/W/S/NI. For approval by resolution of each House of Parliament. EC note: These Regulations are made in exercise of the powers to address failures of retained EU law to operate effectively and other deficiencies arising from the withdrawal of the United Kingdom from the European Union. Chapter 1 of Part 2 amends Reg. (EU) 2016/1011 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds and amending DIR 2008/48/EC & 2014/17/EU & REG (EU) no. 596/2014. Chapter 2 of Part 2 amends five other EU Regs




The Conservation of Habitats and Species (Amendment) (EU Exit) Regulations 2019


Book Description

Enabling power: European Union (Withdrawal) Act 2018, ss. 8 (1), 14 (1), sch. 4, para. 1, sch. 7, para. 21. Issued: 01.02.2019. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reg. 1. Effect: 1981 c. 69; S.I. 2001/1754; 2017/1012, 1013 amended. Territorial extent & classification: E/W/S/NI. For approval by resolution of each House of Parliament. EC note: These Regulations are made in exercise of the powers in order to address failures of retained EU law to operate effectively and other deficiencies. These Regulations make amendments to legislation in the field of biodiversity protection in relation to England, Wales and offshore waters




The International Waste Shipments (Amendment) (EU Exit) Regulations 2019


Book Description

Enabling power: European Communities Act 1972, s. 2 (2) & European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21. Issued: 21.01.2019. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reg. 2. Effect: S.I. 2007/1711 amended. Territorial extent & classification: E/W/S/NI. EC note: These regs amend annex 20 to the EEA Agreement; Regulation (EC) no 1013/2006; Regulation (EC) no. 1418/2007; Commission Implementing Regulation (EU) 2016/1245. For approval by resolution of each House of Parliament




The Capital Requirements (Amendment) (EU Exit) Regulations 2019


Book Description

Enabling power: European Communities Act 1972, s. 2 (2) & European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21. Issued: 11.09.2019. Sifted: -. Made: 05.09.2019 @ 9.00 am. Laid: 05.09.2019 @ 3.00 pm. Coming into force: In accord. with reg. 1. Effect: S.I. 2008/346; 2013/3115, 3118; 2014/894; 2018/1401 amended. Territorial extent & classification: E/W/S/NI. General. Superseded by approved version (ISBN 9780111300596) issued 24.10.2019. For approval by resolution of each House of Parliament within 28 days beginning with the day on which the Regulations were made. EC note: Regulation (EU) no. 575/2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) no. 648/2012 amended




The Medicines for Human Use (Clinical Trials) (Amendment) (EU Exit) Regulations 2019


Book Description

Enabling power: European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21. Issued: 28.01.2019. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reg. 1. Effect: S.I. 2004/1031 amended. Territorial extent & classification: E/W/S/NI. For approval by resolution of each House of Parliament




The Bank Recovery and Resolution and Miscellaneous Provisions (Amendment) (EU Exit) Regulations 2018


Book Description

Enabling power: European Communities Act 1972, s. 2(2) & European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21. Issued: 28.12.2018. Sifted: -. Made: 20.12.2018. Laid: -. Coming into force: In accord. with reg. 1. Effect: 1986 c.45; 2009 c.1; 2013 c.33; S.I. 2009/319, 322; 2014/1828, 1831, 3329, 3330, 3344, 3348, 3350; 2016/1239 amended. Territorial extent & classification: E/W/S/NI. General. Supersedes draft S.I. (ISBN 9780111173732) issued 26.10.2018. EC note: These Regulations address deficiencies under paragraphs (a), (b), (c) and (g) of section 8 (2) of the 2018 Act and transfer functions under section 8 (6) of the 2018 Act. The following are revoked: Commission Delegated Regulation (EU) 2015/63 of 21 October 2014 supplementing Directive 2014/59/EU; Commission Delegated Regulation (EU) 2016/1434 of 14 December 2015 correcting Delegated Regulation (EU) 2015/63 supplementing Directive 2014/59/EU; Commission Delegated Regulation (EU) 2017/867 of 7 February 2017 & the following amended: Commission Delegated Regulation (EU) 2016/778 of 2 February 2016 supplementing Directive 2014/59/EU; Commission Delegated Regulation (EU) 2016/860 of 4 February 2016




The Financial Holding Companies (Approval Etc. ) and Capital Requirements (Capital Buffers and Macro-Prudential Measures) (Amendment) (EU Exit) Regulations 2020


Book Description

Enabling power: European Communities Act 1972, s. 2 (2) & European Union (Withdrawal) Act 2018, s. 8 (1) & Financial Services and Markets Act 2000, s. 349. Issued: 15.10.2020. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with regs 1 (2) to (4). Effect: 2000 c. 8; S.I. 2001/544, 2188; 2013/3115; 2015/905; 2018/1401 amended. Territorial extent & classification: E/W/S/NI. For approval by resolution of each House of Parliament




United Kingdom: Financial Sector Assessment Program-Banking Supervision and Issues in Financial Stability


Book Description

The Financial Sector Assessment Program (FSAP) carried out a targeted evaluation of issues relating to the effectiveness of banking regulation and supervision in the United Kingdom. It leverages on the 2016 FSAP which concluded that the United Kingdom (U.K.) had a high degree of compliance with the 2012 Basel Core Principles (BCPs) with some shortcomings. The 2021 FSAP reviewed the progress in addressing them and examined the main supervisory and regulatory developments since the last FSAP. The FSAP evaluation also focuses on steps taken to minimize disruptions in the U.K. banking system at the end of the Brexit transition period, and on the regulatory and supervisory measures introduced to contain spillovers from the ongoing COVID-19 pandemic on the U.K. banking system.




Corporate Finance Law


Book Description

The third edition of this acclaimed book continues to provide a discussion of key theoretical and policy issues in corporate finance law. It has been fully updated to reflect developments in the law and the markets. One of the book's distinctive features is its equal coverage of both the equity and debt sides of corporate finance law, and it seeks, where possible, to compare and contrast the two. This book covers a broad range of topics regarding the debt and equity-raising choices of companies of all sizes, from SMEs to the largest publicly traded enterprises, and the mechanisms by which those providing capital are protected. Each chapter provides a critical analysis of the present law to enable the reader to understand the difficulties, risks and tensions in this area, and the attempts by the legislature, regulators and the courts, as well as the parties involved, to deal with them. The book will be of interest to practitioners, academics and students engaged in the practice and study of corporate finance law.