A Plain English Handbook
Author : Nancy M. Smith
Publisher : DIANE Publishing
Page : 82 pages
File Size : 15,12 MB
Release : 2001-04
Category :
ISBN : 075670314X
A Plain English Handbook
Author : United States. Securities and Exchange Commission. Office of Investor Education and Assistance
Publisher :
Page : 88 pages
File Size : 24,3 MB
Release : 1998
Category : Disclosure of information
ISBN :
Book Description
SEC Docket
Author : United States. Securities and Exchange Commission
Publisher :
Page : 1648 pages
File Size : 40,63 MB
Release : 1996
Category : Securities
ISBN :
Book Description
Accountants' Handbook, Financial Accounting and General Topics
Author : D. R. Carmichael
Publisher : John Wiley & Sons
Page : 1102 pages
File Size : 44,94 MB
Release : 2003-05-12
Category : Business & Economics
ISBN : 0471456160
Book Description
The premier accounting reference, revised and expanded The Accountants' Handbook series has the longest tradition of any reference of providing comprehensive coverage of the field to both accounting professionals and professionals in other fields who need or desire quick, understandable, and thorough exposure to complex accounting-related subjects. Like its predecessors, the Tenth Edition is designed as a single reference source that provides answers to all reasonable questions on accounting and financial reporting asked by accountants, auditors, bankers, lawyers, financial analysts, and other preparers and users of accounting information. Written by nationally recognized accounting professionals, including partners in major public accounting firms, financial executives, financial analysts, and other relevant business professionals, the Handbook covers both financial accounting and reporting and industry specific accounting issues in separate volumes for easy reference. Its comprehensive content provides analysis on over 43 critical areas of accounting.
Drafting Legal Documents in Plain English
Author : Barbara J. Steadman
Publisher : Giuffrè Editore
Page : 279 pages
File Size : 31,41 MB
Release : 2013
Category : Law
ISBN : 8814184771
Book Description
Edmund M. Burke
Author : Dan A. Bavly
Publisher : Bloomsbury Publishing USA
Page : 233 pages
File Size : 35,17 MB
Release : 1999-02-28
Category : Business & Economics
ISBN : 0313004374
Book Description
Dan Bavly takes a fresh look at how business is supervised and how that system can be improved. He begins by assessing the performance of the government regulator and suggests reasons for the failure to prevent many of the debacles of the recent past. New fiascoes often engender a spate of legislation, but the regulator remains the one who gets away—he is simply not accountable and does not shoulder the blame. Clearly, a new definition of regulator responsibility is required. Drawing on his years of company board and auditing experience, Bavly analyzes why the average director cannot do his job, and he shows how a complete, but feasible, overhaul of the way company boards function can help solve this problem. Bavly then goes on to explore, as an insider, the profession of accounting and to show why the CPA should be considered an endangered species. Along the way, Bavly examines many of the difficult issues of contemporary ac counting: Where is the trend of mammoth accounting organizations leading? Is the addiction to mergers suicidal? How is the accounting profession coping with technology? What is the relationship between the outside CPA and the corporate internal audit division? For each specific flaw in the system, Bavly provides a practical remedy. The general message is the need for constant reassessment and, perhaps, a plea to cut all the agencies of corporate governance back to human proportions.
Mutual Fund Industry Handbook
Author : Lee Gremillion
Publisher : John Wiley & Sons
Page : 295 pages
File Size : 28,41 MB
Release : 2012-06-22
Category : Business & Economics
ISBN : 1118428722
Book Description
"The Mutual Fund Industry Handbook is a remarkably important work . . . I am profoundly impressed by the broad and comprehensive sweep of information and knowledge that this book makes available to industry participants, college and business school students, and anyone else with a serious interest in this industry." -- From the Foreword by John C. Bogle President, Bogle Financial Markets Research Center Founder and former chief executive, The Vanguard Group A Foreword by John C. Bogle, founder of The Vanguard Group and one of the most respected leaders in the mutual fund industry, sets the stage for this authoritative book that explains the complexities of the phenomenal industry in simple terms. Investors like the fact that mutual funds offer professional management, easy diversification, liquidity, convenience, a wide range of investment choices, and regulatory protection. Mutual Fund Industry Handbook touches on all of those features and focuses on the diverse functions performed in the day-to-day operations of the mutual fund industry. You'll learn about: Front-office functions-analysis, buying, and selling. Back-office functions, including settlement, custody, accounting, and reporting. Commission structures-front-end loads, back-end loads, or level loads. The various fund categories used by the Investment Company Institute, Morningstar, and Lipper. The roles played by fund managers, investment advisors, custodial banks, distributors, transfer agents, and other third-party service providers. If you want a definitive reference on the mutual fund industry, this is the book for you.
Corporate Finance and the Securities Laws
Author : Charles J. Johnson (Jr.)
Publisher : Wolters Kluwer
Page : 1564 pages
File Size : 33,44 MB
Release : 2015-03-06
Category : Business & Economics
ISBN : 1454858397
Book Description
Corporate Finance and the Securities Laws has been winning over practitioners with its clear andquot;how to do itandquot; approach ever since its publication in 1990. This acclaimed guide is now completely updated in this Fifth Edition to help you meet the challenges of raising capital in today's increasingly regulated marketplace. Written in plain English by two top experts in the field - each with literally hundreds of successful deals under his belt, Corporate Finance and the Securities Laws is the andquot;go toandquot; resource which explains the mechanics of corporate finance together with the statutes that govern each type of deal. You'll receive expert corporate finance analysis, procedural guidance, and practical securities law pointers every step of the way to help you Structure all types of corporate finance deals - from public, private, and offshore offerings to corporate debt restructurings, commercial paper programs, raising capital, and asset-based securities transactions Root out problems before corporate finance deals are put in motion, with heads-up input on securities law prohibited practices, potential liabilities, conflicts of interest, due diligence concerns, and other red-flag issues Shepherd transactions through the corporate finance regulatory process with a clear understanding of applicable statutes and their implications in real-life situations Know what to do when securities law problems crop up - and find clear answers to the countless questions that develop in the course of a corporate finance deal Close deals, raising capital in a timely manner and work shoulder to shoulder with clients to accomplish your corporate finance objectives
Corporate Finance and the Securities Laws
Author : Charles J. Johnson (Jr.)
Publisher : Wolters Kluwer Law & Business
Page : 1728 pages
File Size : 37,96 MB
Release :
Category : Corporations
ISBN : 1543881807
Book Description
Offerings of Asset-Backed Securities, 4th Edition
Author : Auerbach, Sweet
Publisher : Wolters Kluwer
Page : 1778 pages
File Size : 49,11 MB
Release : 2018-12-20
Category : Business & Economics
ISBN : 1543803555
Book Description
Regulation AB has made a tremendous impact on the asset-backed securities markets. Where only imprecise, interpretive regulation previously existed, the new Regulation and related rules changes have imposed an extensive array of disclosure requirements. presents the only detailed guidance on the recently adopted securities offering reform rules and their effect on asset-backed securities offerings. It is the first genuine practice manual for this area of the law, covering the critical issues that arise in all relevant areas, including: securities law, tax, bankruptcy, accounting, and more. Offerings of Asset-Backed Securities, Fourth Edition tells you how to do asset-backed deals from a very practical perspective. It does not concern itself with legal theory. Instead, this unique resource focuses on real-world know-how, delivering: A step-by-step approach to spotting issues and solving problems Practical, transaction-oriented advice from the perspective of experienced practitioners Insights into specific issues that frequently arise in transactions Solutions to common problems Includes "issue-spotting" checklists and other formatting tools to ensure that this resource serves as a reliable, quick reference. Offerings of Asset-Backed Securities, Fourth Edition is the only practical, accessible, easy-to-use guide to the new SEC rules and the key issues associated with structuring and executing securitization transactions. Previous Edition: Offerings of Asset-Backed Securities, Third Edition, ISBN 9781454874201
