Canadian Securities Regulation
Author : David L. Johnston
Publisher :
Page : pages
File Size : 24,7 MB
Release : 2014
Category : Corporations
ISBN : 9780433461227
Author : David L. Johnston
Publisher :
Page : pages
File Size : 24,7 MB
Release : 2014
Category : Corporations
ISBN : 9780433461227
Author : Mark R. Gillen
Publisher :
Page : 1101 pages
File Size : 43,7 MB
Release : 2019
Category : Securities
ISBN : 9780779891450
Author : Jeffrey G. MacIntosh
Publisher :
Page : 434 pages
File Size : 28,41 MB
Release : 2002
Category : Business & Economics
ISBN :
Canadian securities law comprises a unique mix of enduring basic principles and constantly-changing technical details. This new book provides a solid introduction to both; it looks at securities law topics--including definitions, the public and exempt markets for securities, insider trading, and continuous disclosure--and larger public policy issues.
Author : Robert C. Rosen
Publisher :
Page : 0 pages
File Size : 32,7 MB
Release : 1986
Category : International finance
ISBN : 9780379208252
Definitive and comprehensive, International Securities Regulation is the first treatise on international securities with translations of laws and regulations of 30 jurisdictions entirely in English. This seven-volume set encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, descriptions of public securities markets, and discussions of those regulations regarding substantive securities matters. Lawyers, regulators, and professionals with first-hand, day-to-day experience have written commentary for each jurisdiction. Commentary focuses on each country's legal system, public securities markets, security regulations and implementations, and recent trends and developments.
Author : Louis Loss
Publisher : Aspen Publishers
Page : 820 pages
File Size : 33,56 MB
Release : 2009
Category : Business & Economics
ISBN :
"The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters definitively clarifies such questions as: When does a note fall within the definition of a "security" How have the courts altered the express civil liability provisions of the federal securities laws? Can the SEC impose additional ten-day suspensions on trading without notice? Does scienter include reckless as well as intentional conduct? And countless others, so that you're almost sure to find coverage of the "small point" on which your case may turn."--Publisher's website.
Author : M. G. Condon
Publisher :
Page : pages
File Size : 25,18 MB
Release : 2016-12
Category :
ISBN : 9781772550672
Author : Sean D Sadler
Publisher : CCH Canadian Limited
Page : 3411 pages
File Size : 16,91 MB
Release : 2006
Category : Securities
ISBN : 9781553675983
Author : W. Sean Cleary
Publisher : John Wiley & Sons
Page : 388 pages
File Size : 30,7 MB
Release : 2017-01-03
Category : Business & Economics
ISBN : 1118629582
A concise and practical guide to preparing for the Canadian Securities Exam For anyone dreaming of a career in the Canadian finance industry, whether in banking, brokerage, financial planning, or mutual funds, passing the Canadian Securities Exam is the first step on the path to success. But there's a lot of material to know and almost everyone needs a helping hand. Thankfully, the Canadian Securities Exam Fast-Track Study Guide is the perfect quick-review tool covering all the basics you need to know. It includes "quick hits" of the key points in language that's straightforward and easy to understand. Fully updated to cover the latest topics added to the CSC curriculum, this is the perfect study guide for staying cool under pressure and getting the best score you can. An ideal way to prepare for the Canadian Securities Exam, this handy guide will have you fully prepped and ready to go in no time flat. An affordable, compact study guide that simply summarizes must-know information Features 400 sample questions, including multiple choice chapter review questions and two full practice exams, as well as cross-referencing to the CSC textbook Written by a professor of finance and the Director of the Master of Management in Finance program at Queen's School of Business, Queen's University Ideal for finance students who need a quick review of the vital information they need to pass the Canadian Securities Exam
Author : Robert A. Fippinger
Publisher :
Page : 480 pages
File Size : 13,11 MB
Release : 1988
Category : Bonds
ISBN :
Author : Victor P. Alboini
Publisher :
Page : pages
File Size : 41,32 MB
Release : 1984
Category : Securities
ISBN :