David L. Johnson: Securities and Exchange Commission Litigation Complaint
Author :
Publisher : DIANE Publishing
Page : 14 pages
File Size : 27,75 MB
Release :
Category :
ISBN : 1457801914
SEC Docket
Author : United States. Securities and Exchange Commission
Publisher :
Page : 1018 pages
File Size : 37,16 MB
Release : 1994
Category : Securities
ISBN :
Book Description
Securities and Exchange Commission Litigation Complaint: April 11, 2007
Author :
Publisher : DIANE Publishing
Page : 24 pages
File Size : 12,34 MB
Release :
Category :
ISBN : 1457804301
Book Description
Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme
Author : H. David Kotz
Publisher : DIANE Publishing
Page : 477 pages
File Size : 42,39 MB
Release : 2010-03
Category : Biography & Autobiography
ISBN : 1437921868
Book Description
Contents: (1) Results of the Invest.; (2) SEC Review of 2000 and 2001 Markopolos Complaints: (3) SEC 2004 OCIE Cause Exam. of Madoff; (4) SEC 2005 NERO Exam. of Madoff; (5) SEC 2006 Invest. of Markopolos Complaint; (6) Effect of Madoff¿s Stature and Reputation on SEC Exam.; (7) Allegations of Conflict of Interest from the Relationship between Eric Swanson and Shana Madoff; (8) Private Entities¿ Due Diligence Efforts Revealed Suspicious Activity about Madoff¿s Operations; (9) Potential Investors Relied upon the Fact That the SEC had Examined and Investigated Madoff in Making Decisions to Invest with Him; (10) Additional Complaints Received by the SEC re: Madoff; (11) Additional Exam. and Inspect. of Madoff¿s Firms by the SEC.
The Oxford Encyclopedia of American Political and Legal History
Author : Donald T. Critchlow
Publisher : Oxford University Press
Page : 1208 pages
File Size : 50,17 MB
Release : 2012-06-07
Category : History
ISBN : 0199754616
Book Description
The Oxford Encyclopedia of American Political and Legal History brings together an unparalleled wealth of information about the laws, institutions, and actors that have governed America throughout its history. Entries key political figures, important legislation and governmental institutions, broad political trends relating to elections, voting behavior, and party development, as well as key court cases, legal theories, constitutional interpretations, Supreme Court justices, and other major legal figures. Emphasizing the interconnectedness of politics and law, the more than 430 expertly written entries in the Encyclopedia provide an invaluable and in-depth overview of the development of America's political and legal frameworks.
Federal Register
Author :
Publisher :
Page : 244 pages
File Size : 24,24 MB
Release : 2012-07
Category : Delegated legislation
ISBN :
Book Description
SEC/CFTC Jurisdictional Issues and Oversight
Author : United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance
Publisher :
Page : 828 pages
File Size : 13,11 MB
Release : 1982
Category : Commodity exchanges
ISBN :
Book Description
The Washington Post Index
Author :
Publisher :
Page : 1602 pages
File Size : 16,52 MB
Release : 2008
Category : Washington post
ISBN :
Book Description
sec docket a weekly comilation of relseases from the securities and exchange commission
Author :
Publisher :
Page : 838 pages
File Size : 33,95 MB
Release : 1974
Category :
ISBN :
Book Description
Decisions and Orders of the National Labor Relations Board
Author : United States. National Labor Relations Board
Publisher :
Page : 1700 pages
File Size : 49,78 MB
Release : 2002
Category : Labor laws and legislation
ISBN :
