Annotated Ontario Securities Legislation
Author : Sean D Sadler
Publisher : CCH Canadian Limited
Page : 3411 pages
File Size : 46,58 MB
Release : 2006
Category : Securities
ISBN : 9781553675983
Model Rules of Professional Conduct
Author : American Bar Association. House of Delegates
Publisher : American Bar Association
Page : 216 pages
File Size : 45,32 MB
Release : 2007
Category : Law
ISBN : 9781590318737
Book Description
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
SEC News Digest
Author : United States. Securities and Exchange Commission
Publisher :
Page : 644 pages
File Size : 15,59 MB
Release : 1977-07
Category : Securities
ISBN :
Book Description
Lists documents available from Public Reference Section, Securities and Exchange Commission.
Securities Regulation
Author : Louis Loss
Publisher : Aspen Publishers
Page : 820 pages
File Size : 43,31 MB
Release : 2009
Category : Business & Economics
ISBN :
Book Description
"The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters definitively clarifies such questions as: When does a note fall within the definition of a "security" How have the courts altered the express civil liability provisions of the federal securities laws? Can the SEC impose additional ten-day suspensions on trading without notice? Does scienter include reckless as well as intentional conduct? And countless others, so that you're almost sure to find coverage of the "small point" on which your case may turn."--Publisher's website.
Lawyers' Reports Annotated
Author :
Publisher :
Page : 1312 pages
File Size : 13,32 MB
Release : 1913
Category : Law reports, digests, etc
ISBN :
Book Description
Securities Law
Author : Larry D. Soderquist
Publisher : West Group Publishing
Page : 240 pages
File Size : 42,3 MB
Release : 2004
Category : Business & Economics
ISBN :
Book Description
For Introduction to Programming (CS1) and other more intermediate courses covering programming in C++. Also appropriate as a supplement for upper-level courses where the instructor uses a book as a reference for the C++ language. This best-selling comprehensive text is aimed at readers with little or no programming experience. It teaches programming by presenting the concepts in the context of full working programs and takes an early-objects approach. The authors emphasize achieving program clarity through structured and object-oriented programming, software reuse and component-oriented software construction. The Eighth Edition encourages students to connect computers to the community, using the Internet to solve problems and make a difference in our world. All content has been carefully fine-tuned in response to a team of distinguished academic and industry reviewers.
Investor and Industry Perspectives on Investment Advisers and Broker-Dealers
Author : Angela A. Hung
Publisher : Rand Corporation
Page : 151 pages
File Size : 13,50 MB
Release : 2008-03-12
Category : Law
ISBN : 0833045016
Book Description
In theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investment adviser provides advice to others regarding securities. Different laws regulate each type of professional, but boundaries have blurred. This report examines current business practices and investor understanding of each type.
Securities Law
Author : Jeffrey G. MacIntosh
Publisher :
Page : 434 pages
File Size : 43,93 MB
Release : 2002
Category : Business & Economics
ISBN :
Book Description
Canadian securities law comprises a unique mix of enduring basic principles and constantly-changing technical details. This new book provides a solid introduction to both; it looks at securities law topics--including definitions, the public and exempt markets for securities, insider trading, and continuous disclosure--and larger public policy issues.
Federal Securities Law Reporter
Author :
Publisher :
Page : 474 pages
File Size : 16,55 MB
Release : 1941
Category : Mutual funds
ISBN :
Book Description
The Law of Securities Regulation
Author : Thomas Lee Hazen
Publisher : West Group Publishing
Page : 1194 pages
File Size : 21,31 MB
Release : 2002
Category : Business & Economics
ISBN :
Book Description
"This Hornbook is aimed primarily at law students. It is a substantial abridgement of my four-volume Treatise on the law of securities regulation"--P. ix.
