Sec Guidelines
Author :
Publisher :
Page : pages
File Size : 47,1 MB
Release : 2015
Category :
ISBN : 9780791389171
Investment Company Act Release
Author : United States. Securities and Exchange Commission
Publisher :
Page : 974 pages
File Size : 42,55 MB
Release : 1967
Category : Mutual funds
ISBN :
Book Description
General Rules and Regulations Under the Investment Company Act of 1940
Author : United States. Securities and Exchange Commission
Publisher :
Page : 48 pages
File Size : 31,97 MB
Release : 1941
Category : Investments
ISBN :
Book Description
Regulation of Investment Companies
Author : Thomas P. Lemke
Publisher :
Page : pages
File Size : 33,81 MB
Release : 1997-03-06
Category : Law
ISBN : 9780820520056
Book Description
The price quoted for the work covers one year's worth of service. The upkeep price for the work is $147.00 (updated with revisions).
Model Rules of Professional Conduct
Author : American Bar Association. House of Delegates
Publisher : American Bar Association
Page : 216 pages
File Size : 26,29 MB
Release : 2007
Category : Law
ISBN : 9781590318737
Book Description
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
U.S. Regulation of the International Securities and Derivatives Markets
Author :
Publisher : Aspen Law & Business Publishers
Page : 254 pages
File Size : 31,33 MB
Release : 2002
Category : Business & Economics
ISBN :
Book Description
Regulation of Investment Advisers
Author : Thomas P. Lemke
Publisher :
Page : pages
File Size : 20,78 MB
Release : 2015
Category : Investment advisors
ISBN : 9780314832627
Book Description
The Regulation of Money Managers
Author : Tamar Frankel
Publisher :
Page : 0 pages
File Size : 33,58 MB
Release :
Category : Investment advisors
ISBN : 9781454870678
Book Description
Convex Optimization
Author : Stephen P. Boyd
Publisher : Cambridge University Press
Page : 744 pages
File Size : 13,76 MB
Release : 2004-03-08
Category : Business & Economics
ISBN : 9780521833783
Book Description
Convex optimization problems arise frequently in many different fields. This book provides a comprehensive introduction to the subject, and shows in detail how such problems can be solved numerically with great efficiency. The book begins with the basic elements of convex sets and functions, and then describes various classes of convex optimization problems. Duality and approximation techniques are then covered, as are statistical estimation techniques. Various geometrical problems are then presented, and there is detailed discussion of unconstrained and constrained minimization problems, and interior-point methods. The focus of the book is on recognizing convex optimization problems and then finding the most appropriate technique for solving them. It contains many worked examples and homework exercises and will appeal to students, researchers and practitioners in fields such as engineering, computer science, mathematics, statistics, finance and economics.
Investment Company Determination Under the 1940 Act
Author : Robert H. Rosenblum
Publisher : Aspen Publishers
Page : 1100 pages
File Size : 41,58 MB
Release : 1997
Category : Law
ISBN : 9781567064667
Book Description
This is the first book to focus solely and comprehensively on the sections of the Investment Company Act of 1940 that deal with exemptions and exceptions, many of which were seriously impacted by recent Congressional changes. Written by an expert practitioner and former SEC Counsel, this reference devotes over 1,000 pages to examining all the significant changes to the Act, paying special attention to: the exception for private investment companies Newly authorized qualified purchaser funds Changes in the regulation of variable annuity and variable life insurance products and many more equally important, rapidly evolving, issues. INVESTMENT COMPANY DETERMINATION UNDER THE 1940 ACT: EXEMPTIONS AND EXCEPTIONS also addresses a number of important areas and is designed to help professionals at every level of expertise determine whether or not a particular company can be classified as an investment company. Numerous citations, pointers, and references allow users to find relevant information quickly, easily, confidently.
