Henry Morris et al.: Securities and Exchange Commission Litigation Complaint
Author :
Publisher : DIANE Publishing
Page : 46 pages
File Size : 30,26 MB
Release :
Category :
ISBN : 1457808706
Author :
Publisher : DIANE Publishing
Page : 46 pages
File Size : 30,26 MB
Release :
Category :
ISBN : 1457808706
Author : United States. Securities and Exchange Commission
Publisher :
Page : 1144 pages
File Size : 14,46 MB
Release : 1976
Category : Securities
ISBN :
Author :
Publisher : DIANE Publishing
Page : 12 pages
File Size : 18,25 MB
Release :
Category :
ISBN : 1457811960
Author : H. David Kotz
Publisher : DIANE Publishing
Page : 477 pages
File Size : 17,26 MB
Release : 2010-03
Category : Biography & Autobiography
ISBN : 1437921868
Contents: (1) Results of the Invest.; (2) SEC Review of 2000 and 2001 Markopolos Complaints: (3) SEC 2004 OCIE Cause Exam. of Madoff; (4) SEC 2005 NERO Exam. of Madoff; (5) SEC 2006 Invest. of Markopolos Complaint; (6) Effect of Madoff¿s Stature and Reputation on SEC Exam.; (7) Allegations of Conflict of Interest from the Relationship between Eric Swanson and Shana Madoff; (8) Private Entities¿ Due Diligence Efforts Revealed Suspicious Activity about Madoff¿s Operations; (9) Potential Investors Relied upon the Fact That the SEC had Examined and Investigated Madoff in Making Decisions to Invest with Him; (10) Additional Complaints Received by the SEC re: Madoff; (11) Additional Exam. and Inspect. of Madoff¿s Firms by the SEC.
Author : Michael R. Young
Publisher : Aspen Publishers Online
Page : 1824 pages
File Size : 14,10 MB
Release : 2003
Category : Business & Economics
ISBN : 0735546029
Never before has a single reference provided such quick access to every critical aspect of financial reporting. In addition to covering the new Sarbanes-Oxley legislation, SEC rules and regulations, and corporate governance standards promulgated by the Independence Standards Board and the AICPA at institutions such as New York Stock Exchange, NASDAQ, and the American Stock Exchange, the Financial Reporting Handbook tackles important underlying themes such as the centrality of the audit committee, the individual responsibility of executives, and the integrity of the outside auditor. Best of all, the Financial Reporting Handbook will be updated every quarter with the relevant laws and regulations that are developed and implemented.
Author :
Publisher :
Page : 448 pages
File Size : 20,73 MB
Release : 2006
Category : Stockbrokers
ISBN :
Author : United States. Securities and Exchange Commission
Publisher :
Page : 1252 pages
File Size : 32,5 MB
Release : 1941
Category : Holding companies
ISBN :
Author :
Publisher :
Page : 1622 pages
File Size : 10,62 MB
Release : 2009
Category : Securities
ISBN :
Author : United States. Congress. Senate. Committee on Appropriations. Subcommittee on Financial Services and General Government
Publisher :
Page : 238 pages
File Size : 29,32 MB
Release : 2009
Category : Business & Economics
ISBN :
Author : United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
Publisher :
Page : 96 pages
File Size : 44,2 MB
Release : 2009
Category : Business & Economics
ISBN :