Author : Kristy Grant-Hart
Publisher :
Page : 194 pages
File Size : 34,4 MB
Release : 2018-06-18
Category : Law
ISBN : 9780993478871
This book is for anyone ready accelerate their career to become a wildly successful compliance officer! Learn the secrets of career development and collaboration with other functions to become an in-demand business asset.
Author : Tanya McCartney
Publisher : Bookbaby
Page : 0 pages
File Size : 26,86 MB
Release : 2020-01-07
Category : Business & Economics
ISBN : 9781543992755
The role of the compliance professional in the financial services industry is of critical importance. It can make the difference between having a licence to facilitate business and being caught in a scandal which threatens the very survival of a firm. Financial instutions are mandated by law to have qualified persons serve in senior leadership positions such as the BSA Officer, Money Laundering Reporting and Compliance Officer. These roles require technical competence with a clear understanding of the law and regulations, company policy and procedures as well as global trends impacting the business. Equally important are the key leadership skills needed to succeed in such a role. Technical skills are simply not enough. A successful compliance professional is a leader who can build relationships, inspire a team and add value in the creation of a culture of compliance.This book is for persons who are in an anti-money laundering position, engaged in any way in the fight against financial crime or responsible for regulatory compliance. It is a practical guide for the compliance professional to aid in navigating the challenges which they face daily in risk management and mitigation. It is an effective resource that can be used when having to make difficult decisions or engaging in challenging conversations with colleagues. It should be your go-to when faced with a leadership challenge in your role.Sharpen your skills to perform roles and responsibilities as it relates to the compliance function. This resource is a useful and strategic guide for individuals wishing to enter the compliance field and those desiring to excel within the field. It answers the "how" in becoming a strong compliance leader and executing your mandate while cultivating the respect of your peers and those in the regulatory environment.
Author : Travis Waugh
Publisher : Association for Talent Development
Page : 270 pages
File Size : 37,96 MB
Release : 2019-06-25
Category : Business & Economics
ISBN : 194730836X
A Better Kind of Compliance Training Compliance training succeeds when you balance an organization’s legal responsibilities with the real needs of the employees who you hope will learn and change their behavior. In Fully Compliant, Travis Waugh challenges traditional compliance training that focuses only on the legal risk of failing to comply with a specific mandate. With an ever-increasing number of compliance subjects to address, such programs are unsustainable. Instead, organizations must design compliance programs that serve a higher, broader purpose and build robust, resilient cultures focusing on integrity and ethics learning. Optimal compliance programs are flexible and create real learning experiences that change real behavior, thus diminishing the chance of misconduct in the first place. This book connects the three levers of human behavior—context, habit, and motivation— to help organizations craft holistic compliance training programs that do far more than check a box. It identifies ways to pick up small but meaningful wins in turning around an existing compliance program or designing a new course, which can turn stakeholders from skeptics into learning champions. And it offers an eight-step road map for implementing your own compliance learning plan. With this book, you’ll be able to: Create behavior-based compliance training that generates measurable benefits. Make compliance training more engaging and impactful, not one-size-fits-all. Remain relevant as advances in technology shift compliance expectations in the years ahead. By putting the learner first, you can develop compliance that stick
Author : Lisa Beth Lentini-Walker
Publisher :
Page : pages
File Size : 29,72 MB
Release : 2021-09
Category :
ISBN : 9781735028538
Author : Pamela Mitchell
Publisher : Penguin
Page : 315 pages
File Size : 45,36 MB
Release : 2009-12-31
Category : Business & Economics
ISBN : 1101171170
Reinvention is the key to success in these volatile times—and Pamela Mitchell holds the key to reinvention! In The 10 Laws of Career Reinvention, America's Reinvention Coach® Pamela Mitchell offers every tool readers need to navigate the full arc of career change. Part I introduces the Reinvention Mindset, with what you need to know to be prepared mentally to get started. In Part II, you read the real-life stories of ten individuals who successfully made the leap to new and unexpected careers, using the 10 laws: The 1st Law: It Starts With a Vision for Your Life The 2nd Law: Your Body Is Your Best Guide The 3rd Law: Progress Begins When You Stop Making Excuses The 4th Law: What You Seek is on the Road Less Traveled The 5th Law: You’ve Got the Tools in Your Toolbox The 6th Law: Your Reinvention Board is Your Lifeline The 7th Law: Only a Native Can Give You the Inside Scoop The 8th Law: They Won't "Get" You Until You Speak Their Language The 9th Law: It Takes the Time That it Takes The 10th Law: The World Buys Into an Aura of Success Each story is followed by an in-depth lesson that explains how to adapt these laws to your own career goals, and what actions and precautions to take. The lessons answer all your tactical concerns about navigating the roadblocks, getting traction and managing your fears. The final section provides workbook exercises for fine-tuning your reinvention strategies for maximum results. Clear-headed, calming, practical, and thorough, this is the ideal action plan for getting through any career crisis and ending up securely in the lifestyle you've always dreamed of having.
Author : Benjamin van Rooij
Publisher : Cambridge University Press
Page : 1559 pages
File Size : 16,58 MB
Release : 2021-05-20
Category : Law
ISBN : 1108754139
Compliance has become key to our contemporary markets, societies, and modes of governance across a variety of public and private domains. While this has stimulated a rich body of empirical and practical expertise on compliance, thus far, there has been no comprehensive understanding of what compliance is or how it influences various fields and sectors. The academic knowledge of compliance has remained siloed along different disciplinary domains, regulatory and legal spheres, and mechanisms and interventions. This handbook bridges these divides to provide the first one-stop overview of what compliance is, how we can best study it, and the core mechanisms that shape it. Written by leading experts, chapters offer perspectives from across law, regulatory studies, management science, criminology, economics, sociology, and psychology. This volume is the definitive and comprehensive account of compliance.
Author : Hilary Kramer
Publisher : Simon and Schuster
Page : 200 pages
File Size : 49,62 MB
Release : 2007-09-18
Category : Business & Economics
ISBN : 1416553584
The most important edge you can develop in becoming a smart investor is knowing how to spot an emerging trend before the pundits are advertising it and everyone jumps on board. As global investment specialist and popular AOL Finance Editor and Money Coach Hilary Kramer knows, picking the stocks that are hot today doesn't give you that edge -- it just makes you part of the pack. Instead you need to learn how to get ahead of the curve, discovering the trends that will lead you to the best up-and-coming companies well before others are on to them. You don't need elaborate calculations or a degree in finance to discover great investment opportunities. As Kramer reveals in this fascinating and indispensable book, the clues are all around you, hiding in plain sight -- you just have to learn the secrets of spotting them as you go about your everyday life. Offering a wealth of specific examples from her own wildly successful investing career, Kramer divulges the remarkably effective techniques she uses to spot trends: nine powerful yet simple methods for discovering trend indicators all around you. Who would have thought that, in the days of the Atkins diet anti-carb craze, a company called Panera Bread -- now a booming chain -- would be a great investment? Hilary Kramer knew it would be. How did she know, way ahead of the crowd, that Embraer, an aircraft manufacturer located in Brazil, of all places, was becoming a market leader and had great growth potential? She knew how to spot the trend. As she shows, if you follow her simple methods, you, too, will be able to: • Identify reliable market trends early • Spot other, secondary, trends that will be sparked by more obvious trends • Discover the clues in everyday life that will lead you to great growth companies • Evaluate which companies among the competition are the best investments • Recognize when a trend is peaking and it's time to sell Armed with her time-tested techniques, your own eyes and ears become your most reliable and powerful resources for market-beating wealth creation, not only today but for the rest of your life.
Author : Kristy Grant-Hart
Publisher :
Page : 218 pages
File Size : 19,42 MB
Release : 2021-06-22
Category :
ISBN : 9780993478895
You're here because you're ready to be. You see the wide-open potential in the fast-growing compliance and ethics field. You want to jump into entrepreneurship, but you're not 100% sure you know what you're doing. We get it. We've been there. We've made the mistakes. We've succeeded. And we know you can too. We're here to help you to wade through the morass to home in on the most important questions. By the time you finish The Compliance Entrepreneur's Handbook, you'll know how to: - Determine the exact type of business you want to start - Use specialization to set yourself apart - Market like a multi-national (even if it's just you at your kitchen table) - Get funding, manage cash flow, and get paid - Grow, grow, grow! This book contains all of the tools, tips, and tactics you need to launch and grow your new business. It's a no-nonsense guide for start-ups, solos, visionaries, and game-changers like you. About the Authors Kristy Grant-Hart is the CEO of Spark Compliance Consulting, as well as the author of the best-selling book, How to Be a Wildly Effective Compliance Officer. Kirsten Liston is the Founder of Rethink Compliance, as well as the author of Creating Great Compliance Training in a Digital World: How to Really Reach and Persuade Your Workforce. Joe Murphy, the "Godfather of Compliance," was a co-owner of Integrity International, one of the first compliance eLearning companies in the world. He's co-authored six books in the field and has been a thought leader and inspiration for decades.
Author : Richard M. Steinberg
Publisher : John Wiley & Sons
Page : 339 pages
File Size : 37,23 MB
Release : 2011-08-02
Category : Business & Economics
ISBN : 1118024303
An expert's insider secrets to how successful CEOs and directors shape, lead, and oversee their organizations to achieve corporate goals Governance, Risk Management, and Compliance shows senior executives and board members how to ensure that their companies incorporate the necessary processes, organization, and technology to accomplish strategic goals. Examining how and why some major companies failed while others continue to grow and prosper, author and internationally recognized expert Richard Steinberg reveals how to cultivate a culture, leadership process and infrastructure toward achieving business objectives and related growth, profit, and return goals. Explains critical factors that make compliance and ethics programs and risk management processes really work Explores the board's role in overseeing corporate strategy, risk management, CEO compensation, succession planning, crisis planning, performance measures, board composition, and shareholder communications Highlights for CEOs, senior management teams, and board members the pitfalls to avoid and what must go right for success Outlines the future of corporate governance and what's needed for continued effectiveness Written by well-known corporate governance and risk management expert Richard Steinberg Governance, Risk Management, and Compliance lays a sound foundation and provides critical insights for understanding the role of governance, risk management, and compliance and its successful implementation in today's business environment.
Author :
Publisher :
Page : pages
File Size : 27,77 MB
Release : 2019
Category : Career development
ISBN : 9780749487805
"Trapped in a job or business that's "just not you"? Always dreaming of your next vacation or living for the weekend? Marianne Cantwell's straight-talking bestseller will help you break out of that career cage and Be A Free Range Human. It's about much more than just quitting your job and becoming your own boss. It's about life on your terms, working when, where and how you want - so you don't have to fit yourself into someone else's box to make a great income. This second edition won't just inspire you, it will give you unconventional and practical steps to: - Discover what you really want to do with your life (even if no answer has ever fully fit) - Get started in 90 days, with what you have - Create a free range career, tailor-made for you and the life you want (be it travelling the world or hanging out in your favourite café) - Stand out from the crowd and get paid well to be you Be A Free Range Human was one of the first and most popular guides to creating a custom career (without an office or a boss). Updated with new advice on how to make free range work for your personality (you don't need to be a constantly-networking extrovert. have an MBA, or get funding), this smart, energizing guide will help you cut through the noise, see your options in a new way, and get the freedom and fulfilment you crave"--
