INSTITUTIONAL INVESTOR STUDY REPORT OF THE SECURITIES AND EXCHANGE COMMISSION VOLUME 3
Author :
Publisher :
Page : 530 pages
File Size : 13,35 MB
Release : 1971
Category :
ISBN :
Investor and Industry Perspectives on Investment Advisers and Broker-Dealers
Author : Angela A. Hung
Publisher : Rand Corporation
Page : 151 pages
File Size : 40,95 MB
Release : 2008-03-12
Category : Law
ISBN : 0833045016
Book Description
In theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investment adviser provides advice to others regarding securities. Different laws regulate each type of professional, but boundaries have blurred. This report examines current business practices and investor understanding of each type.
Institutional Investor Study Report of the Securities and Exchange Commission
Author : United States. Congress House. Committee on Interstate and Foreign Commerce
Publisher :
Page : 544 pages
File Size : 33,16 MB
Release : 1971
Category : Associations, institutions, etc
ISBN :
Book Description
Institutional Investor Study Report of the Securities and Exchange Commission
Author : United States. Securities and Exchange Commission
Publisher :
Page : 176 pages
File Size : 25,74 MB
Release : 1971
Category : Institutional investments
ISBN :
Book Description
Institutional Investor Study Report of the Securities and Exchange Commission
Author : United States. Congress House. Committee on Interstate and Foreign Commerce
Publisher :
Page : 182 pages
File Size : 41,2 MB
Release : 1971
Category : Associations, institutions, etc
ISBN :
Book Description
Institutional Investor Study Report of the Securities and Exchange Commission
Author : United States. Securities and Exchange Commission
Publisher :
Page : 1482 pages
File Size : 43,38 MB
Release : 1971
Category : Corporations
ISBN :
Book Description
Official List of Section 13(f) Securities
Author :
Publisher :
Page : 182 pages
File Size : 20,32 MB
Release : 1981
Category : Securities
ISBN :
Book Description
Institutional Investor Study Report of the Securities and Exchange Commission
Author : United States. Securities and Exchange Commission
Publisher :
Page : 182 pages
File Size : 19,44 MB
Release : 1971
Category : Institutional investments
ISBN :
Book Description
Institutional Investor Study Report
Author : United States. Securities and Exchange Commission
Publisher :
Page : 172 pages
File Size : 34,44 MB
Release : 1971
Category : Institutional investments
ISBN :
Book Description
SEC Institutional Investor Study Extension
Author : United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
Publisher :
Page : 66 pages
File Size : 10,83 MB
Release : 1970
Category : Securities
ISBN :
