NASD Training Guide, 1963


Book Description







NASD Training Guide


Book Description




Catalog of Copyright Entries. Third Series


Book Description

Includes Part 1, Number 2: Books and Pamphlets, Including Serials and Contributions to Periodicals July - December)




NASD Training Guide, 1971


Book Description




December 3-5, 1963; January 21-23; February 4, 5, 18, 19, 1964. pp. 675-1418


Book Description

Considers legislation to increase SEC control over securities exchange operations and to extend investment financial disclosure requirements. Includes report on management, operations, and reorganization of the American Stock Exchange, 1962 (p. 420-584)




Pass the 6


Book Description

Do the terms collaterized mortgage obligation, subordinated debenture, and pass-through certificate give you a headache? Do you need to take the Series 6 exam? If you can answer yes to both of these questions, then you've come to the right place. Robert Walker, a professional trainer who specializes in the NASD/NASAA Series 6, 63, 65/66, and 7 exams, has written this book for those who are about to brave the Series 6 examination. Armed with an M.F.A. in writing and a B.A. in English, Walker has managed to translate Securities-ese into plain English, with a liberal dash of humor. This must-have book guides you through the intricacies of the Series 6 exam. Walker takes the exam apart piece by piece, and explains terms and concepts with a sense of humor and ease not found in other exam guides. He shows you, step-by-step, how not to be misled by the questions. Pass the 6 includes two complete 100-question practice finals, a handy glossary, a final checklist/studysheet, and even a bonus section on trusts, estates, and gifts, along with its own set of questions. Plus you'll find that Robert directs you to his web site, where he offers updates, downloads, and other helpful information. Once you've finished this book, you will be able to take the test with confidence!







NASD Training Guide, 1969


Book Description




National Union Catalog


Book Description

Includes entries for maps and atlases