Author : Roger B. Porter
Publisher : MIT Press
Page : 238 pages
File Size : 47,5 MB
Release : 2011
Category : Business & Economics
ISBN : 0262015617
This title grows out of a conference hosted by the Mossavar-Rahmani Center for Business and Government at Harvard's Kennedy School of Government in October 2009, and the book reflects the dynamic give-and-take of the event.
Author : Roger B. Porter
Publisher : MIT Press
Page : 238 pages
File Size : 11,55 MB
Release : 2011-04-22
Category : Business & Economics
ISBN : 0262295040
Prominent policy makers, practitioners, and scholars discuss regulatory reform in the aftermath of the financial crisis of 2008. The financial crisis of 2008 raised crucial questions regarding the effectiveness of the way the United States regulates financial markets. What caused the crisis? What regulatory changes are most needed and desirable? What regulatory structure will best implement the desired changes? This volume addresses those questions with contributions from an ideologically diverse group of scholars, policy makers, and practitioners, including Paul Volcker, John Taylor, Richard Posner, and R. Glenn Hubbard. New Directions in Financial Services Regulation grows out of a conference hosted by the Mossavar-Rahmani Center for Business and Government at Harvard's Kennedy School of Government in October 2009, and the book reflects the dynamic give-and-take of the event. Each part of the book includes not only major papers and presentations but also a summary of the subsequent discussion. The book achieves a balance of academic and practitioner perspectives, with leaders of financial firms and regulatory bodies offering insights based on their experiences in the financial crisis of the year before.
Author : Howard Davies
Publisher :
Page : 26 pages
File Size : 13,77 MB
Release : 1999
Category : Financial services industry
ISBN :
Author : Maria Krambia-Kapardis
Publisher : Springer
Page : 288 pages
File Size : 16,40 MB
Release : 2019-04-25
Category : Business & Economics
ISBN : 3030145115
This book explores the fundamental elements and risks that impact the compliance officer’s work. Following a comprehensive understanding of the role of a compliance officer, by engaging with themes of compliance officers’ liability, expectations, risks and effectiveness, it provides practical answers by leading academics and practitioners in the field. This work also draws on how other areas, such as GDPR, financial regulation and whistleblowing, challenges on compliance officers and provides a way forward to convert these challenges into opportunities. The discussion of compliance challenges and practices in Australia, Europe and the United States provides critical insights into the development of compliance in today’s financial environment. Financial Compliance: Issues, Concerns and Future Directions provides an invaluable working resource for academics, practitioners and a general audience interested in understanding and developing an effective compliance culture.
Author : Investment Company Institute (U.S.)
Publisher :
Page : 302 pages
File Size : 37,1 MB
Release : 1979*
Category : Investment advisors
ISBN :
Author : D. Chorafas
Publisher : Springer
Page : 298 pages
File Size : 22,3 MB
Release : 2000-02-17
Category : Business & Economics
ISBN : 0333977432
Written by a leading financial analyst, this new book provides a detailed overview of the new regulatory environment facing the financial industry. Whilst the 1980s and early 1990s focused on deregulation within the financial sector, today a key point of interest has become re-regulation - and in a global setting.
Author : Canada. Department of Finance
Publisher :
Page : 100 pages
File Size : 22,97 MB
Release : 1986
Category : Banking law
ISBN :
Author : Charles Albert Eric Goodhart
Publisher :
Page : 46 pages
File Size : 33,55 MB
Release : 2004
Category : Banks and banking
ISBN :
Author : Annie Mills
Publisher : John Wiley & Sons
Page : 403 pages
File Size : 28,1 MB
Release : 2015-11-16
Category : Business & Economics
ISBN : 1118906136
A fully updated edition of the definitive guide to financial regulation In recent years, not only has the compliance field become firmly established, but it has seen staggering growth, thanks to never-ending changes in the regulatory environment. As regulation increases still further, the demand for clear guidance on navigating daily compliance issues is greater than ever. Now in its second edition, the highly successful Essential Strategies for Financial Services Compliance has been updated with the latest compliance strategies and regulatory information, making it indispensable for compliance officers, legal firms, and anyone else working with the financial services compliance function. Non-compliance represents a significant material risk for any financial services firm that fails to understand and appropriately apply regulatory standards. This Second Edition of Essential Strategies for Financial Services Compliance makes it easy to digest complex information on the regulatory framework. But this book is far from solely theoretical. A balanced approach means that both the concepts and their application are within reach. Annie Mills and Peter Haines deliver solid advice that can be applied on a day-to-day basis to manage any compliance issues that may arise. Read this book to: Understand the conceptual basis of compliance and the current regulatory environment applicable to the financial services industry Quickly and thoroughly learn the accepted best practices for everyday compliance Get up to date information on the current financial regulatory environment with this new edition Reference detailed advice as issues arise in day-to-day operations This update to the popular first edition of Essential Strategies for Financial Services Compliance will help eliminate non-compliance risk and ensure that your firm is entirely current on its ability to navigate the maze of financial services regulation.
Author : Panagiotis Delimatsis
Publisher : Kluwer Law International B.V.
Page : 424 pages
File Size : 42,3 MB
Release : 2011-04-01
Category : Law
ISBN : 9041137645
This book brings outstanding expertise and provides insightful perspectives from nineteen authors with diverse backgrounds, including officials from international organizations, national regulators, and commercial banking, as well as academics in law, economics, political economy, and finance. The authors not only shed light on the causes of the financial turmoil, but also present thoughtful proposals that contribute to the future policy debate, and discuss opportunities that financial services can offer in funding activities which raise standards of living through initiatives in microfinance, renewable energy, and food distribution. The contributions to this volume tackle several of the thorniest issues of financial regulation in a post-crisis environment, such as: the mechanics of contagion within the financial system and the role of liquidity; moral hazard when large financial institutions are no longer subject to the disciplinary effects of bankruptcy; bank capital requirements; management compensation; design of bank resolution schemes; a function-centric versus institution-centric regulatory approach; subsidization and compatibility of stimulus packages with EU rules on state aid; trade finance and the role of the GATS prudential carve-out; and the role of financial services in promoting human rights or combating climate change.
