Author : John T. Bostelman
Publisher :
Page : 0 pages
File Size : 24,86 MB
Release : 2005-01-27
Category : Corporate governance
ISBN : 9781402404337
PLI's Guide to the Sarbanes-Oxley Act for Business Professionals is an ideal source of practical information on this high-impact legislation--comprehensive yet concise, authoritative yet affordable.
Author : Clifford E. Kirsch
Publisher :
Page : 0 pages
File Size : 25,51 MB
Release : 2006
Category : Business & Economics
ISBN : 9781402407710
Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law gives you the thorough regulatory guidance you need to understand the rules currently governing investment advisers while ensuring you keep pace with the tougher rules to come. This straightforward, easy-to-read compliance resource shows you how to file and update the pivotal Form ADV and draft compliant advisory contracts.
Author : John T. Bostelman
Publisher :
Page : 1106 pages
File Size : 33,9 MB
Release : 2003
Category : Corporate governance
ISBN :
Author :
Publisher :
Page : 1216 pages
File Size : 18,1 MB
Release : 2010
Category : Securities
ISBN :
Author :
Publisher :
Page : 862 pages
File Size : 11,91 MB
Release : 2010
Category : Campaign funds
ISBN :
Author :
Publisher :
Page : 634 pages
File Size : 25,99 MB
Release : 2010
Category : Corporate governance
ISBN :
Author :
Publisher :
Page : 290 pages
File Size : 23,7 MB
Release : 2010
Category : Corporate legal departments
ISBN :
Author :
Publisher :
Page : 710 pages
File Size : 25,41 MB
Release : 2009
Category : Stockbrokers
ISBN :
Author :
Publisher :
Page : 234 pages
File Size : 26,2 MB
Release : 2009
Category : Derivative securities
ISBN :
Author :
Publisher :
Page : 370 pages
File Size : 21,35 MB
Release : 2009
Category : Consolidation and merger of corporations
ISBN :
