Principles and Practice of Securities Regulations in Singapore
Author : Hans Tjio
Publisher :
Page : 703 pages
File Size : 28,62 MB
Release : 2017
Category : Securities
ISBN : 9789814770446
Author : Hans Tjio
Publisher :
Page : 703 pages
File Size : 28,62 MB
Release : 2017
Category : Securities
ISBN : 9789814770446
Author : Thomas Lee Hazen
Publisher : West Group Publishing
Page : 1194 pages
File Size : 11,71 MB
Release : 2002
Category : Business & Economics
ISBN :
"This Hornbook is aimed primarily at law students. It is a substantial abridgement of my four-volume Treatise on the law of securities regulation"--P. ix.
Author : Thomas Lee Hazen
Publisher : West Academic Publishing
Page : 482 pages
File Size : 30,83 MB
Release : 2006
Category : Business & Economics
ISBN :
Author : Alan R. Palmiter
Publisher :
Page : 564 pages
File Size : 10,11 MB
Release : 2005
Category : Business & Economics
ISBN :
Students depend on Securities Regulation: Examples & Explanations because it gives them what they need: - coverage of key concepts, such as public offerings, exemptions from registration, liability in securities offerings, materiality, definition of security, securities fraud, insider trading, SEC enforcement, and cross-border regulation - Examples and Explanations approach that reinforces learning by combining textual material with well-written examples, questions, and explanations - assistance in navigating a complex subject, beginning with clear delineations of the basic concepts of securities regulation and then applying the concepts in specific areas - numerous examples drawn from newsworthy events - content corresponds to the topics in the leading casebooks - sound and logical organization moves from major themes to specifics - clear and straightforward writing style The Third Edition keeps pace with developments in the law: - Sarbanes-Oxley Act with comprehensive overview and developments, including new problems - new SEC rules on expanded risk disclosure, company certifications, and lawyer up the ladder reporting - new material on IPO abuses: spinning, flipping, gun-jumping - new NYSE and NASDAQ rules on corporate governance listing standards and stock analysts - new and updated cases - new and revised examples
Author : Larry D. Soderquist
Publisher : Foundation Press
Page : 0 pages
File Size : 40,47 MB
Release : 2008-07
Category :
ISBN : 9781599415192
This is the 2008 Supplement updating the 6th Edition of Soderquist and Gabaldon's Securities Regulation casebook.
Author : Marc I. Steinberg
Publisher : Oxford University Press
Page : 361 pages
File Size : 40,23 MB
Release : 2021
Category : Law
ISBN : 0197583148
"This book focuses on a very timely and important subject that merit s comprehensive analysis: "rethinking" the securities laws, with particular emphasis on the Securities Act and Securities Exchange Act. The system of securities regulation that prevails today in the United States is one that has been formed through piecemeal federal legislation, Securities and Exchange Commission (SEC) in vocation of its administrative authority, and self-regulatory episodic action. As a consequence, the presence of consistent and logical regulation all too often is lacking. In both transactional and litigation settings, with frequency, mandates apply that are erratic and antithetical to sound public policy. Over four decades ago, the American Law Institute (ALI) adopted the ALI Federal Securities Code. The Code has not been enacted by Congress and its prospects are dim. Since that time, no treatise, monograph, or other source comprehensively has focused on this meritorious subject. The objective of this book is to identify the deficiencies that exist under the current regimen, address their failings, provide recommendations for rectifying these deficiencies, and set forth a thorough analysis for remediation in order to prescribe a consistent and sound securities law framework. By undertaking this challenge, the book provides an original and valuable resource for effectuating necessary law reform that should prove beneficial to the integrity of the U.S. capital markets, effective and fair government and private enforcement, and the enhancement of investor protection"--
Author : John Armour
Publisher : Oxford University Press
Page : 698 pages
File Size : 48,73 MB
Release : 2016
Category : Business & Economics
ISBN : 0198786476
Examining the subject from a holistic and multidisciplinary perspective, Principles of Financial Regulation considers the underlying policies and the objectives of financial regulation.
Author : Joseph A. Franco
Publisher :
Page : 684 pages
File Size : 45,53 MB
Release : 2019-03-13
Category :
ISBN : 9781611637175
Author : International Monetary Fund
Publisher : International Monetary Fund
Page : 69 pages
File Size : 49,62 MB
Release : 2012-07-18
Category : Business & Economics
ISBN : 1475504950
This paper discusses implementation of the International Organization of Securities Commissions (IOSCO) objectives and principles of securities regulation in Indonesia. The Capital Markets and Financial Institutions Supervisory Agency (BAPEPAM-LK) has taken impressive steps to increase the transparency of regulation and to institute a comprehensive operational program that meets international norms and Indonesia’s understanding of best practices. This paper reveals that the regulatory framework, regulatory powers, and requirements pertaining to the securities regulator are highly transparent. The roles of the regulators and supervisors are also clearly defined.
Author : Larry D. Soderquist
Publisher : West Group Publishing
Page : 240 pages
File Size : 32,85 MB
Release : 2004
Category : Business & Economics
ISBN :
For Introduction to Programming (CS1) and other more intermediate courses covering programming in C++. Also appropriate as a supplement for upper-level courses where the instructor uses a book as a reference for the C++ language. This best-selling comprehensive text is aimed at readers with little or no programming experience. It teaches programming by presenting the concepts in the context of full working programs and takes an early-objects approach. The authors emphasize achieving program clarity through structured and object-oriented programming, software reuse and component-oriented software construction. The Eighth Edition encourages students to connect computers to the community, using the Internet to solve problems and make a difference in our world. All content has been carefully fine-tuned in response to a team of distinguished academic and industry reviewers.