The Federal Securities Exchange Act of 1934
Author : Edward N. Gadsby
Publisher :
Page : pages
File Size : 27,70 MB
Release : 1967
Category : Securities
ISBN :
Proposed Amendments to the Securities Act of 1933 and to the Securities Exchange Act of 1934
Author : United States. Congress. House. Committee on Interstate and Foreign Commerce
Publisher :
Page : 348 pages
File Size : 32,21 MB
Release : 1942
Category : Securities
ISBN :
Book Description
Futures Trading Act of 1982
Author :
Publisher :
Page : 204 pages
File Size : 29,55 MB
Release : 1983
Category : Commodity exchanges
ISBN :
Book Description
Proposed Amendments to the Securities Act of 1933 and to the Securities Exchange Act of 1934. Hearings ... on H.R. 4344, H.R. 5056, and H.R. 5832
Author : United States. Congress. House. Committee on Interstate and Foreign Commerce
Publisher :
Page : 1720 pages
File Size : 24,69 MB
Release : 1942
Category :
ISBN :
Book Description
Proposed Amendments to the Securities Act of 1933 and to the Securities Exchange Act of 1934
Author : United States. Congress. House. Committee on Interstate and Foreign Commerce
Publisher :
Page : 1700 pages
File Size : 22,82 MB
Release : 1942
Category : Securities
ISBN :
Book Description
SEC News Digest
Author : United States. Securities and Exchange Commission
Publisher :
Page : 644 pages
File Size : 27,54 MB
Release : 1977-07
Category : Securities
ISBN :
Book Description
Lists documents available from Public Reference Section, Securities and Exchange Commission.
Model Rules of Professional Conduct
Author : American Bar Association. House of Delegates
Publisher : American Bar Association
Page : 216 pages
File Size : 40,57 MB
Release : 2007
Category : Law
ISBN : 9781590318737
Book Description
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
Congressional Record
Author : United States. Congress
Publisher :
Page : 1324 pages
File Size : 15,10 MB
Release : 1968
Category : Law
ISBN :
Book Description
Investment Company Act Release
Author : United States. Securities and Exchange Commission
Publisher :
Page : 974 pages
File Size : 37,13 MB
Release : 1967
Category : Mutual funds
ISBN :
Book Description
Securities Regulation
Author : Louis Loss
Publisher : Aspen Publishers
Page : 820 pages
File Size : 21,83 MB
Release : 2009
Category : Business & Economics
ISBN :
Book Description
"The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters definitively clarifies such questions as: When does a note fall within the definition of a "security" How have the courts altered the express civil liability provisions of the federal securities laws? Can the SEC impose additional ten-day suspensions on trading without notice? Does scienter include reckless as well as intentional conduct? And countless others, so that you're almost sure to find coverage of the "small point" on which your case may turn."--Publisher's website.
