Real-time Condition Monitoring and Fault Diagnosis of Gear Train Systems Using Instantaneous Angular Speed (IAS) Analysis


Book Description

This dissertation presents a reliable technique for monitoring the condition of rotating machinery by applying instantaneous angular speed (IAS) analysis. A new analysis of the effects of changes in the orientation of the line of action and the pressure angle of the resultant force acting on gear tooth profile of spur gear under different levels of tooth damage is utilized. The analysis and experimental work discussed in this dissertation provide a clear understating of the effects of damage on the IAS by analyzing the digital signals output of rotary incremental optical encoder. A comprehensive literature review of state of the knowledge in condition monitoring and fault diagnostics of rotating machinery, including gearbox system is presented. Progress and new developments over the past 30 years in failure detection techniques of rotating machinery including engines, bearings and gearboxes are thoroughly reviewed. This work is limited to the analysis of a gear train system with gear tooth surface faults utilizing angular motion analysis technique. Angular motion data were acquired using an incremental optical encoder. Results are compared to a vibration-based technique. The vibration data were acquired using an accelerometer. The signals were obtained and analyzed in the phase domains using signal averaging to determine the existence and position of faults on the gear train system. Forces between the mating teeth surfaces are analyzed and simulated to validate the influence of the presence of damage on the pressure angle and the IAS. National Instruments hardware is used and NI LabVIEW software code is developed for real-time, online condition monitoring systems and fault detection techniques. The sensitivity of optical encoders to gear fault detection techniques is experimentally investigated by applying IAS analysis under different gear damage levels and different operating conditions. A reliable methodology is developed for selecting appropriate testing/operating conditions of a rotating system to generate an alarm system for damage detection.




Condition Monitoring of Gear Systems Using Vibration Analysis


Book Description

It is often impractical to measure vibrations directly at /or close to their sources when condition monitoring gearbox systems. It is common to measure the vibration distant from the source due to limited access to the component which is to be monitored. In addition, operating the gearbox under different loads and speeds also produces vibration signals within different components. Vibration measured in this way may be significantly distorted by the effect of signal transmission paths and interference from other sources. Therefore, suppression of distortions is a key issue for remote measurement based condition monitoring. In this research work, the influences of transducer locations and operating conditions on the vibration signal have been investigated on a typical gearbox transmission system for the detection of faults induced within the gearbox. Vibration signals corresponding to a healthy (baseline) and faulty conditions on two-stage helical gearbox at various load and speed levels were recorded. The baseline vibration data were examined using conventional methods in the time, frequency and the joint time-frequency domains, and are referenced for comparison with more advanced methods. Several parameters have been proposed for monitoring gear condition locally (gearbox casing) including time, frequency, and joint time-frequency domain representation. The results show that traditional signal processing techniques were insufficient for revealing fault detection information due to the low signal to noise ratio (SNR). This research also presents a mathematical model for the simulation of vibration signals in order to further understand the source of the vibration. The model represents a two stage gear system using a suitable stiffness function to represent the forces acting between each pair of gears. Rotational stiffness and damping are also used to simulate the angular motion of the gears and shafts. Results show that the frequency spectrum of acceleration outputs from the model take the expected form with peaks at the meshing frequency and associated harmonics. Furthermore, if the stiffness function between the first pair of gears is simulated with a broken tooth, and various degrees of damage, outputs from the simulation have similar sideband effects to the signals produced in the experimental investigation. In addition, the model also demonstrates that variation of load and speed produces a corresponding effect to that seen in the experiments. Consequently, although relatively simple, the mathematical model can be used to explain vibration mechanisms in real gearbox systems used in condition monitoring. Time synchronous averaging (TSA) has been applied to the vibration signals from the gearbox to remove random noise combined with the raw signal. The angular domain signal, the order spectrum and the order-frequency presentation were used to characterise gearbox vibration in these new domains in more detail. Results obtained following TSA were compared with those obtained through conventional analysis from waveform characteristics, spectrum patterns and corresponding feature parameters under different operating loads and fault conditions. In addition, continuous wavelet transform (CWT) of TSA was also compared with the conventional CWT results of raw signals to further characterise vibrations. As part of this research study, the vibration transmission path has been estimated using the frequency response function (FRF) technique. A response based estimation method has been developed to revise the base path and adapted to operating conditions for more accurate fault estimation. Both theoretical analysis and test results showed that improved diagnosis when the path information was included in vibration signal processing and feature selection. Finally, the vibration data recorded from the two accelerometers located on the gearbox casing and motor flange were analyzed using different signal processing methods to investigate the effect of path transmission (transducer location) on the detection and diagnosis of the seeded gear tooth faults. Results from the angular domain, the order spectrum and the order-frequency analysis are presented to demonstrate use of these techniques for fault detection in gearboxes and that the effect of path transmissions can be observed on the vibration signals. Results showed that CWT of the TSA signal could be used to detect and indicate the severity of the gear damage effectively even if vibration signals originated from a remote motor flange.




Condition Monitoring and Nonlinear Frequency Analysis Based Fault Detection of Mechanical Vibration Systems


Book Description

Hogir Rafiq proposes two approaches, the signal processing based condition monitoring approaches with applications to fault detection in gear systems, and application of deep mathematical and system theoretical methods to fault detection. The author develops the multivariate empirical mode decomposition (MEMD) algorithm to enhance the capability of extracting fault features and theoretical problems in nonlinear frequency analysis methods, respectively. The effectiveness has been demonstrated by an experimental study on a wind turbine gearbox test rig.




An Intelligent System for Fault Diagnosis in Gearboxes


Book Description

Gearboxes are commonly used in rotating machinery for power transmission. A gearbox consists of shafts, gears, and bearings, each component having specific mechanical dynamics and fault properties. Reliable gearbox fault detection and health monitoring techniques are critically needed in industries for more efficient predictive maintenance applications. The objective of this work is to develop a new technology for health monitoring of gearboxes. Firstly, a new wavelet analysis method is technique for analysis of gear faults in a gearbox with demodulation from other rotating components such as shaft and bearings. Secondly, a mode decomposition technique is proposed to highlight bearing fault features in a gearbox. Thirdly, a new evolving neuro-fuzzy (eNF) classifier is developed to integrate the merits of different fault detection techniques for real-time health condition monitoring of gear systems. The effectiveness of the proposed techniques is verified by simulation and experimental tests.




Mechanical Fault Diagnosis and condition monitoring


Book Description

Although the most sophisticated fault diagnosis and condition monitoring systems have their origin in the aerospace and nuclear energy industries, their use is by no means restricted to such areas of 'high technology'. Modern machinery in most industrial plants is now so complex and expensive that mechanics find it increas ingly difficult to detect failure by, for instance, recognising changes in sound 'signatures', and few plants can afford the luxury of regular 'stripping down'. Increasingly, therefore, eady-warning devices are being employed in an effort to prevent catastrophic breakdown. This book provides the first co-ordinated compilation of fault diagnosis and con dition monitoring devices. It proceeds in three logical steps. The eady chapters deal with those conditions which contribute to deterioration and the consequent likely development of faults. The middle part of the book considers the various tech niques of monitoring and discusses the criteria for their selection in different situ ations. The final chapters provide a guide to the interpretation of the information signals deriving from monitoring, relating to reliability science and the mathematics of probability, and thus providing decision data on which management can act.




Fault-Diagnosis Applications


Book Description

Supervision, condition-monitoring, fault detection, fault diagnosis and fault management play an increasing role for technical processes and vehicles in order to improve reliability, availability, maintenance and lifetime. For safety-related processes fault-tolerant systems with redundancy are required in order to reach comprehensive system integrity. This book is a sequel of the book “Fault-Diagnosis Systems” published in 2006, where the basic methods were described. After a short introduction into fault-detection and fault-diagnosis methods the book shows how these methods can be applied for a selection of 20 real technical components and processes as examples, such as: Electrical drives (DC, AC) Electrical actuators Fluidic actuators (hydraulic, pneumatic) Centrifugal and reciprocating pumps Pipelines (leak detection) Industrial robots Machine tools (main and feed drive, drilling, milling, grinding) Heat exchangers Also realized fault-tolerant systems for electrical drives, actuators and sensors are presented. The book describes why and how the various signal-model-based and process-model-based methods were applied and which experimental results could be achieved. In several cases a combination of different methods was most successful. The book is dedicated to graduate students of electrical, mechanical, chemical engineering and computer science and for engineers.







Advanced Condition Monitoring and Fault Diagnosis of Electric Machines


Book Description

The reliability of induction motors is a major requirement in many industrial applications. It is especially important where an unexpected breakdown might result in the interruption of critical services such as military operations, transportation, aviation, and medical applications. Advanced Condition Monitoring and Fault Diagnosis of Electric Machines is a collection of innovative research on various issues related to machinery condition monitoring, signal processing and conditioning, instrumentation and measurements, and new trends in condition monitoring. It also pays special attention to the fault identification process. While highlighting topics including spectral analysis, electrical engineering, and bearing faults, this book is an ideal reference source for electrical engineers, mechanical engineers, researchers, and graduate-level students seeking current research on various methods of maintaining machinery.




Real Time Fault Monitoring of Industrial Processes


Book Description

Tbis book is basicaUy concemed with approaches for improving safety in man-made systems. We caU these approaches, coUectively, fault monitoring, since they are concemed primarily with detecting faults occurring in the components of such systems, being sensors, actuators, controUed plants or entire strucutures. The common feature of these approaches is the intention to detect an abrupt change in some characteristic property of the considered object, by monitoring the behavior of the system. This change may be a slow-evolving effect or a complete breakdoWD. In tbis sense, fault monitoring touches upon, and occasionaUy overIaps with, other areas of control engineering such as adaptive control, robust controller design, reIiabiIity and safety engineering, ergonomics and man-macbine interfacing, etc. In fact, a system safety problem, could be attacked from any of the above angles of view. In tbis book, we don't touch upon these areas, unless there is a strong relationship between the fauIt monitoring approaches discussed and the aforementioned fields. When we set out to write tbis book, our aim was to incIude as much material as possible in a most rigorous, unified and concise format. Tbis would incIude state-of-the-art method as weil as more cIassical techniques, stilI in use today. AB we proceeded in gathering material, however, it soon became apparent that these were contradicting design criteria and a trade-off had to be made. We believe that the completeness vs.