› › Recordkeeping Requirements For Qualified Financial Contracts Us Federal Deposit Insurance Corporation Regulation Fdic 2018 Edition

Recordkeeping Requirements for Qualified Financial Contracts (Us Federal Deposit Insurance Corporation Regulation) (Fdic) (2018 Edition)

Author : The Law The Law Library

Publisher : Createspace Independent Publishing Platform

Page : 36 pages

File Size : 22,82 MB

Release : 2018-09-22

Category :

ISBN : 9781727544428

Get eBook

Book Description

Recordkeeping Requirements for Qualified Financial Contracts (US Federal Deposit Insurance Corporation Regulation) (FDIC) (2018 Edition) The Law Library presents the complete text of the Recordkeeping Requirements for Qualified Financial Contracts (US Federal Deposit Insurance Corporation Regulation) (FDIC) (2018 Edition). Updated as of May 29, 2018 The FDIC is adopting a final rule establishing recordkeeping requirements for qualified financial contracts (QFCs) held by insured depository institutions in a troubled condition as defined in this rule. The appendix to the rule requires an institution in a troubled condition, upon written notification by the FDIC, to produce immediately at the close of processing of the institution's business day, for a period provided in the notification, the electronic files for certain position level and counterparty level data; electronic or written lists of QFC counterparty and portfolio location identifiers, certain affiliates of the institution and the institution's counterparties to QFC transactions, contact information and organizational charts for key personnel involved in QFC activities, and contact information for vendors for such activities; and copies of key agreements and related documents for each QFC. This book contains: - The complete text of the Recordkeeping Requirements for Qualified Financial Contracts (US Federal Deposit Insurance Corporation Regulation) (FDIC) (2018 Edition) - A table of contents with the page number of each section



Qualified Financial Contracts Recordkeeping Related to Orderly Liquidation Authority (Us Department of the Treasury Regulation) (Treas) (2018 Edition)

Author : The Law Library

Publisher : Independently Published

Page : 88 pages

File Size : 20,32 MB

Release : 2019-01-17

Category : Law

ISBN : 9781794278899

Get eBook

Book Description

The Law Library presents the complete text of the Qualified Financial Contracts Recordkeeping Related to Orderly Liquidation Authority (US Department of the Treasury Regulation) (TREAS) (2018 Edition). Updated as of May 29, 2018 The Secretary of the Treasury (the "Secretary"), as Chairperson of the Financial Stability Oversight Council (the "Council"), is adopting final rules (the "Final Rules") in consultation with the Federal Deposit Insurance Corporation (the "FDIC") to implement the qualified financial contract ("QFC") recordkeeping requirements of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act" or the "Act"). The Final Rules require recordkeeping with respect to positions, counterparties, legal documentation, and collateral. This information is necessary and appropriate to assist the FDIC as receiver to: Fulfill its obligations under the Dodd-Frank Act in deciding whether to transfer QFCs; assess the consequences of decisions to transfer, disaffirm or repudiate, or allow the termination of, QFCs with one or more counterparties; determine if any risks to financial stability are posed by the transfer, disaffirmance or repudiation, or termination of such QFCs; and otherwise exercise its rights under the Act and fulfill its obligations under sections 210(c)(8), (9), or (10) of the Act. This ebook contains: - The complete text of the Qualified Financial Contracts Recordkeeping Related to Orderly Liquidation Authority (US Department of the Treasury Regulation) (TREAS) (2018 Edition) - A dynamic table of content linking to each section - A table of contents in introduction presenting a general overview of the structure



Record Retention Requirements (Us Federal Deposit Insurance Corporation Regulation) (Fdic) (2018 Edition)

Author : The Law The Law Library

Publisher : Createspace Independent Publishing Platform

Page : 28 pages

File Size : 14,32 MB

Release : 2018-09-22

Category :

ISBN : 9781727544060

Get eBook

Book Description

Record Retention Requirements (US Federal Deposit Insurance Corporation Regulation) (FDIC) (2018 Edition) The Law Library presents the complete text of the Record Retention Requirements (US Federal Deposit Insurance Corporation Regulation) (FDIC) (2018 Edition). Updated as of May 29, 2018 The Federal Deposit Insurance Corporation (the "FDIC") is adopting a final rule that implements section 210(a)(16)(D) of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the "Dodd-Frank Act" or the "Act"). This statutory provision requires the promulgation of a regulation establishing schedules for the retention by the FDIC of the records of a covered financial company (i.e., a financial company for which the necessary determination has been made for the appointment of the FDIC as receiver pursuant to Title II of the Dodd-Frank Act) as well as for the records generated or maintained by the FDIC that relate to its exercise of its Title II orderly liquidation authorities as receiver with respect to such covered financial company. This book contains: - The complete text of the Record Retention Requirements (US Federal Deposit Insurance Corporation Regulation) (FDIC) (2018 Edition) - A table of contents with the page number of each section



Recordkeeping for Timely Deposit Insurance Determination (Us Federal Deposit Insurance Corporation Regulation) (Fdic) (2018 Edition)

Author : The Law The Law Library

Publisher : Createspace Independent Publishing Platform

Page : 66 pages

File Size : 33,13 MB

Release : 2018-09-22

Category :

ISBN : 9781727544718

Get eBook

Book Description

Recordkeeping for Timely Deposit Insurance Determination (US Federal Deposit Insurance Corporation Regulation) (FDIC) (2018 Edition) The Law Library presents the complete text of the Recordkeeping for Timely Deposit Insurance Determination (US Federal Deposit Insurance Corporation Regulation) (FDIC) (2018 Edition). Updated as of May 29, 2018 The FDIC is adopting a final rule to facilitate prompt payment of FDIC-insured deposits when large insured depository institutions fail. The final rule requires each insured depository institution that has two million or more deposit accounts to (1) configure its information technology system to be capable of calculating the insured and uninsured amount in each deposit account by ownership right and capacity, which would be used by the FDIC to make deposit insurance determinations in the event of the institution's failure, and (2) maintain complete and accurate information needed by the FDIC to determine deposit insurance coverage with respect to each deposit account, except as otherwise provided. This book contains: - The complete text of the Recordkeeping for Timely Deposit Insurance Determination (US Federal Deposit Insurance Corporation Regulation) (FDIC) (2018 Edition) - A table of contents with the page number of each section



Mandatory Contractual Stay Requirements for Qualified Financial Contracts (Us Comptroller of the Currency Regulation) (Occ) (2018 Edition)

Author : The Law The Law Library

Publisher : Createspace Independent Publishing Platform

Page : 90 pages

File Size : 24,34 MB

Release : 2018-11-26

Category :

ISBN : 9781729856789

Get eBook

Book Description

Mandatory Contractual Stay Requirements for Qualified Financial Contracts (US Comptroller of the Currency Regulation) (OCC) (2018 Edition) The Law Library presents the complete text of the Mandatory Contractual Stay Requirements for Qualified Financial Contracts (US Comptroller of the Currency Regulation) (OCC) (2018 Edition). Updated as of May 29, 2018 The OCC is adopting a final rule that adds a new part to its rules to enhance the resilience and the safety and soundness of federally chartered and licensed financial institutions by addressing concerns relating to the exercise of default rights of certain financial contracts that could interfere with the orderly resolution of certain systemically important financial firms. Under the final rule, a covered bank is required to ensure that a covered qualified financial contract contains a contractual stay-and-transfer provision analogous to the statutory stay-and-transfer provision imposed under Title II of the Dodd-Frank, Wall Street Reform and Consumer Protection Act and in the Federal Deposit Insurance Act, and limits the exercise of default rights based on the insolvency of an affiliate of the covered bank. In addition, this final rule makes conforming amendments to the Capital Adequacy Standards and the Liquidity Risk Measurement Standards in its regulations. The requirements of this final rule are substantively identical to those adopted in the final rules issued by the Board of Governors of the Federal Reserve System and by the Federal Deposit Insurance Corporation. This book contains: - The complete text of the Mandatory Contractual Stay Requirements for Qualified Financial Contracts (US Comptroller of the Currency Regulation) (OCC) (2018 Edition) - A table of contents with the page number of each section



Resolution Plans Required (Us Federal Deposit Insurance Corporation Regulation) (Fdic) (2018 Edition)

Author : The Law The Law Library

Publisher : Createspace Independent Publishing Platform

Page : 42 pages

File Size : 24,42 MB

Release : 2018-09-22

Category :

ISBN : 9781727546637

Get eBook

Book Description

Resolution Plans Required (US Federal Deposit Insurance Corporation Regulation) (FDIC) (2018 Edition) The Law Library presents the complete text of the Resolution Plans Required (US Federal Deposit Insurance Corporation Regulation) (FDIC) (2018 Edition). Updated as of May 29, 2018 The Board and the Corporation (together the "Agencies") are adopting this final rule to implement the requirement in a section of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act") regarding resolution plans. The Dodd-Frank Act section requires each nonbank financial company designated by the Financial Stability Oversight Council (the "Council") for enhanced supervision by the Board and each bank holding company with assets of $50 billion or more to report periodically to the Board, the Corporation, and the Council the plan of such company for rapid and orderly resolution in the event of material financial distress or failure. This book contains: - The complete text of the Resolution Plans Required (US Federal Deposit Insurance Corporation Regulation) (FDIC) (2018 Edition) - A table of contents with the page number of each section



Your Insured Deposits

Author : Federal Deposit Insurance Corporation

Publisher : GPO FCIC

Page : 24 pages

File Size : 46,71 MB

Release : 2010

Category : Bank insurance

ISBN : 9781612210711

Get eBook

Book Description

Detailed explanation of which bank and savings accounts qualify for federal deposit insurance coverage, how one person can have multiple accounts covered, and when the temporary $250,000 coverage will revert to $100,000.



Capital Markets Handbook

Author : John C. Burch

Publisher : Wolters Kluwer

Page : 1458 pages

File Size : 31,57 MB

Release : 2005-01-01

Category : Law

ISBN : 0735550328

Get eBook

Book Description

Capital Markets Handbook, Sixth Edition is the definitive desk reference for capital market professionals and a complete resource for anyone working in the financial markets field. Written by seasoned professionals in association with the SIA, Capital Markets Handbook covers the latest developments in major securities legislation, and all aspects of documentation, underwriting, pricing, distribution, settlement, immediate aftermarket trading of new issues, compliance issues, a glossary, a bibliography, and appendices containing the full text of the primary statutes and regulations. The Sixth Edition includes coverage of new developments, including compliance issues such as: New amendments to NASD Rule 2710 ("The Corporate Financing Rule") governing underwriting compensation Updates on PIPE and Registered Direct Transactions Amendments to Rule 10b-18 governing corporate repurchase of equity securities Online Dutch auction procedures in use for the Google, Inc. IPO United Kingdom Financial Service Authority guidance on conflict of interest regarding pricing and allocation issues which have been adopted by one major U.S. investment bank Amendments to Rule 105 Regulation M concerning short selling in connection with public offerings Currency conversion in settlement of a global offering NASD Rule 2790-Restriction on the Purchase and Sale of IPO equity securities NASD IPO Distribution Manager procedures for filing with NASD Corporate Financing Proposed NASD Rule 2712 concerning allocation and distribution of shares in an initial public offering A reorganized compliance chapter in a checklist format designed to ease and enhance CEO and CFO Compliance Certification required by a proposed amendment to NASD Rule 3010 (Supervision) and the adoption of Interpretive Material 3010-1 And more



Crisis and Response

Author : Federal Deposit Insurance Corporation

Publisher :

Page : pages

File Size : 33,31 MB

Release : 2018-03-06

Category :

ISBN : 9780966180817

Get eBook

Book Description

Crisis and Response: An FDIC History, 2008¿2013 reviews the experience of the FDIC during a period in which the agency was confronted with two interconnected and overlapping crises¿first, the financial crisis in 2008 and 2009, and second, a banking crisis that began in 2008 and continued until 2013. The history examines the FDIC¿s response, contributes to an understanding of what occurred, and shares lessons from the agency¿s experience.