SEC Compliance and Enforcement Answer Book
Author : David M. Stuart
Publisher :
Page : pages
File Size : 47,60 MB
Release : 2020
Category : Corporate governance
ISBN : 9781402436062
Model Rules of Professional Conduct
Author : American Bar Association. House of Delegates
Publisher : American Bar Association
Page : 216 pages
File Size : 11,15 MB
Release : 2007
Category : Law
ISBN : 9781590318737
Book Description
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
The Handbook of Fixed Income Securities
Author : Frank J. Fabozzi
Publisher : McGraw Hill Professional
Page : 1531 pages
File Size : 16,9 MB
Release : 2005-05-06
Category : Business & Economics
ISBN : 007150205X
Book Description
The world’s #1 fixed income book, now with 21 all-new chapters The Handbook of Fixed Income Securities occupies the top spot as the most authoritative, widely read reference in the global fixed income marketplace. First published in 1983, this comprehensive survey of current knowledge features contributions from leading academics and practitioners and has carved out a niche that cannot and will not be equaled by any other single sourcebook. Now, the thoroughly revised and updated seventh edition gives finance professionals the facts and formulas they need to compete in today’s transformed marketplace. It places increased emphasis on applications, electronic trading, and global portfolio management, and features new chapters on topics including: Eurobonds Emerging market debt Credit risk modeling Synthetics CDOs Transition management And many more
Defensive Security Handbook
Author : Lee Brotherston
Publisher : "O'Reilly Media, Inc."
Page : 278 pages
File Size : 21,92 MB
Release : 2017-04-03
Category : Computers
ISBN : 1491960337
Book Description
Despite the increase of high-profile hacks, record-breaking data leaks, and ransomware attacks, many organizations don’t have the budget to establish or outsource an information security (InfoSec) program, forcing them to learn on the job. For companies obliged to improvise, this pragmatic guide provides a security-101 handbook with steps, tools, processes, and ideas to help you drive maximum-security improvement at little or no cost. Each chapter in this book provides step-by-step instructions for dealing with a specific issue, including breaches and disasters, compliance, network infrastructure and password management, vulnerability scanning, and penetration testing, among others. Network engineers, system administrators, and security professionals will learn tools and techniques to help improve security in sensible, manageable chunks. Learn fundamentals of starting or redesigning an InfoSec program Create a base set of policies, standards, and procedures Plan and design incident response, disaster recovery, compliance, and physical security Bolster Microsoft and Unix systems, network infrastructure, and password management Use segmentation practices and designs to compartmentalize your network Explore automated process and tools for vulnerability management Securely develop code to reduce exploitable errors Understand basic penetration testing concepts through purple teaming Delve into IDS, IPS, SOC, logging, and monitoring
Fair Value Measurements
Author : International Accounting Standards Board
Publisher :
Page : 104 pages
File Size : 37,38 MB
Release : 2006
Category : Business & Economics
ISBN :
Book Description
SEC Handbook
Author :
Publisher :
Page : 1864 pages
File Size : 24,53 MB
Release : 2001
Category : Disclosure of information
ISBN :
Book Description
United States Attorneys' Manual
Author : United States. Department of Justice
Publisher :
Page : 720 pages
File Size : 46,68 MB
Release : 1985
Category : Justice, Administration of
ISBN :
Book Description
Guidelines Manual
Author : United States Sentencing Commission
Publisher :
Page : 456 pages
File Size : 35,8 MB
Release : 1995
Category : Sentences (Criminal procedure)
ISBN :
Book Description
Investment Adviser Regulation
Author : Clifford E. Kirsch
Publisher :
Page : 0 pages
File Size : 31,88 MB
Release : 2006
Category : Business & Economics
ISBN : 9781402407710
Book Description
Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law gives you the thorough regulatory guidance you need to understand the rules currently governing investment advisers while ensuring you keep pace with the tougher rules to come. This straightforward, easy-to-read compliance resource shows you how to file and update the pivotal Form ADV and draft compliant advisory contracts.
SEC Regulation S-X
Author : Securities and Securities and Exchange Commission
Publisher : Createspace Independent Publishing Platform
Page : 174 pages
File Size : 38,68 MB
Release : 2018-07-05
Category :
ISBN : 9781722726492
Book Description
This PRINT REPLICA is the SEC Regulation S-X and is current to JULY 5, 2018. Regulation S-X is a prescribed regulation in the United States of America that lays out the specific form and content of financial reports, specifically the financial statements of public companies. Also known as the "FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975." Regulation S-X and the Financial Reporting Releases set forth the form and content of and requirements for financial statements required to be filed as a part of a registration statements under the Securities Act of 1933. Regulation S-X extends the meaning of the term 'financial statements' to include all notes to the statements and all related schedules. Regulation S-X is closely related to Regulation S-K, which lays out reporting requirements for various SEC filings and registrations used by public companies. Why buy a book you can download for free? We print this book so you don't have to. First you gotta find a good clean (legible) copy and make sure it's the latest version (not always easy). Some documents found on the web are missing some pages or the image quality is so poor, they are difficult to read. We look over each document carefully and replace poor quality images by going back to the original source document. We proof each document to make sure it's all there - including all changes. If you find a good copy, you could print it using a network printer you share with 100 other people (typically its either out of paper or toner). If it's just a 10-page document, no problem, but if it's 250-pages, you will need to punch 3 holes in all those pages and put it in a 3-ring binder. Takes at least an hour. It's much more cost-effective to just order the latest version from Amazon.com This book includes original commentary which is copyright material. Note that government documents are in the public domain. We print these large documents as a service so you don't have to. The books are compact, tightly-bound, full-size (8 1⁄2 by 11 inches), with large text and glossy covers. 4th Watch Publishing Co. is a SDVOSB. If you like the service we provide, please leave positive review on Amazon.com.
