› › Swap Data Recordkeeping And Reporting Requirements For Cleared Swaps Us Commodity Futures Trading Commission Regulation Cftc 2018 Edition

Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

Author : The Law The Law Library

Publisher : Createspace Independent Publishing Platform

Page : 114 pages

File Size : 32,36 MB

Release : 2018-06-18

Category :

ISBN : 9781721623648

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Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission ("Commission" or "CFTC") is adopting final regulations relating to swap data reporting in connection with cleared swaps for swap data repositories ("SDRs"), derivatives clearing organizations ("DCOs"), designated contract markets ("DCMs"), swap execution facilities ("SEFs"), swap dealers ("SDs"), major swap participants ("MSPs"), and swap counterparties who are neither SDs nor MSPs. Commodity Exchange Act ("CEA" or "Act") provisions relating to swap data recordkeeping and reporting were added by the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"). These regulations adopt without change revisions to the Commission regulations as proposed in the Notice of Proposed Rulemaking ("NPRM") issued August 31, 2015. These revisions clarify regulations to clearly delineate the swap data reporting requirements associated with each of the swaps involved in a cleared swap transaction. Additionally, these revisions leave the choice of SDR for each swap in a cleared swap transaction to the entity submitting the first report on such swap. This book contains: - The complete text of the Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section



Discriminatory Pricing of Over-the-Counter Derivatives

Author : Hau Harald

Publisher : International Monetary Fund

Page : 45 pages

File Size : 48,29 MB

Release : 2019-05-07

Category : Business & Economics

ISBN : 1498303773

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Book Description

New regulatory data reveal extensive price discrimination against non-financial clients in the FX derivatives market. The client at the 90th percentile pays an effective spread of 0.5%, while the bottom quarter incur transaction costs of less than 0.02%. Consistent with models of search frictions in over-the-counter markets, dealers charge higher spreads to less sophisticated clients. However, price discrimination is eliminated when clients trade through multi-dealer request-for-quote platforms. We also document that dealers extract rents from captive clients and market opacity, but only for contracts negotiated bilaterally with unsophisticated clients.



Interpretive Guidance and Policy Statement Regarding Compliance with Certain Swap Regulations (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

Author : The Law The Law Library

Publisher : Createspace Independent Publishing Platform

Page : 192 pages

File Size : 36,30 MB

Release : 2018-06-16

Category :

ISBN : 9781721510160

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Interpretive Guidance and Policy Statement Regarding Compliance with Certain Swap Regulations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Interpretive Guidance and Policy Statement Regarding Compliance with Certain Swap Regulations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 On July 12, 2012, the Commodity Futures Trading Commission ("Commission" or "CFTC") published for public comment its proposed interpretive guidance and policy statement ("Proposed Guidance") regarding the cross-border application of the swaps provisions of the Commodity Exchange Act ("CEA"), as added by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act" or "Dodd-Frank"). On December 21, 2012, the Commission also proposed further guidance on certain aspects of the Proposed Guidance ("Further Proposed Guidance"). This book contains: - The complete text of the Interpretive Guidance and Policy Statement Regarding Compliance with Certain Swap Regulations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section





Futures Trading Act of 1982

Author : United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry

Publisher :

Page : 188 pages

File Size : 18,9 MB

Release : 1982

Category : Commodity exchanges

ISBN :

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Capital Markets, Derivatives, and the Law

Author : Alan N. Rechtschaffen

Publisher : Oxford University Press

Page : 513 pages

File Size : 33,12 MB

Release : 2019-04-30

Category : Law

ISBN : 0190879653

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Book Description

Dramatic failures in individual markets and institutions sparked a global financial crisis that resulted in political, social, and economic unrest. In the United States, a host of legislative acts have completely reshaped the regulatory landscape. Capital Markets, Derivatives and the Law: Positivity and Preparation investigates the impact of the financial crisis on capital markets and regulation. With an emphasis on the structure and the workings of financial instruments, it considers market evolution after the crisis and the impact of Central Bank policy. In doing so, it provides the reader with the tools to recognize vulnerabilities in capital market trading activities. This edition serves as an essential guide to better understand the legal and business considerations of capital market participation. With useful definitions, case law examples, and expert insight into structures, regulation, and litigation strategies, Capital Markets, Derivatives and the Law: Positivity and Preparation offers readers invaluable tools to make prudent, well-informed decisions.





Commodity Exchange Act

Author : Wolters Kluwer Law & Business Attorney-editors

Publisher : Aspen Publishers

Page : 1955 pages

File Size : 39,43 MB

Release : 2012-08-01

Category : Law

ISBN : 9780808033400

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Book Description

The 2012 Edition of Commodity Exchange Act: Regulations & Forms provides a convenient way for you to keep up-todate and understand the impact and application of the numerous changes made by the Dodd-Frank Act. With this comprehensive resource, you can be assured that you and/or your clients are fully compliant with all the new requirements. The book contains the full text of the Commodity Exchange Act and all amendments through January 15, 2012, including amendments made by the Dodd-Frank Wall Street Reform and Consumer Protection Act. It also reproduces the rules, regulations and forms of the Commodity Futures Trading Commission. Source material is compiled from the CCH Commodity Futures Law Reporter. Prepared in consultation with CFTC staff attorneys, the special edition is a comprehensive, yet portable desk reference for lawyers, compliance offi cers, regulators and others in the commodity futures and derivatives markets. The 2012 Edition includes: Provisions of the Commodity Exchange Act added, amended or repealed by Title VII of the Dodd- Frank Act, including the text both as it existed prior to Dodd-Frank and as amended CFTC guidance on effective dates of regulations implemented under the Dodd-Frank Act Swap data reporting and record keeping requirements Whistle blower provisions Registration of foreign boards of trade USC-CEA conversion chart