Author : Great Britain
Publisher :
Page : 8 pages
File Size : 47,78 MB
Release : 2018-12-27
Category :
ISBN : 9780111177532
Enabling power: European Union (Withdrawal) Act 2018, ss. 8 (1), 23 (1), sch. 7, para. 21. Issued: 27.12.2018. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reg. 1 (2). Effect: S.I. 2015/910 amended. Territorial extent & classification: E/W/S/NI. EC note: Commission Delegated Regulation (EU) no. 1125/2014 revoked. For approval by resolution of each House of Parliament
Author : GREAT BRITAIN.
Publisher :
Page : 80 pages
File Size : 37,89 MB
Release : 2018-11-19
Category :
ISBN : 9780111174661
Enabling power: European Communities Act 1972, s. 2 (2) & European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21. Issued: 19.11.2018. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reg. 1. Effect: S.I. 2008/346; 2013/3115, 3118; 2014/894 amended. Territorial extent & classification: E/W/S/NI. EC note: Regulation (EU) no. 575/2013 on prudential requirements for credit institutions & investment firms and amending Regulatino (EU) no. 648/2012; Commission Delegated Regulation (EU) 2015/61 supplementing Regulation (EU) no. 575/2013 with regard to liquidity coverage requement for credit institutions; Commission Delegated Regulation (EU) 1222/2014 supplementing Directive 2013/36/EU with regard to regulatory technical standards for the specification of the methodology for the identificaiton of glable systemically important institutions and for the defintion of subcategories of global systemically important institutions amended. For approval by resolution of each House of Parliament
Author : Andrew Haynes
Publisher : Bloomsbury Publishing
Page : 510 pages
File Size : 13,1 MB
Release : 2021-11-30
Category : Law
ISBN : 1526517795
A comprehensive guide to the rules and regulations that govern the UK financial services industry, providing: - Analysis of the various laws and regulations and how they impact on customer relations and retail products - An outline of the protection given to clients' money and the functioning of the prudential requirements - An explanation of the rationale and operation of enforcement procedures - Details of requirements as they apply to professionals who engage in financial services activities as an incidental part of their professional activities - A consideration of recently implemented EU initiatives The fifth edition has been fully updated in line with the post-EU regime and in addition includes updates to: - the new investments and investment activities and the FCA rules and their impact - the FCA authorisation procedures and their impact - the approved persons regime - the rules and, in particular, their applications in relation to retail products and customer relations - the rules in relation to professionals as well as coverage of: - the EU Market Abuse Regulation - 4th and 5th Money Laundering Directives in their UK form including additional examples of enforcement actions and prosecutions and the lessons to be learned - new case law in relation to enforcement and the lessons learned Covering the latest developments, this valuable text is set out in the context of common practice and is indispensable for those working within or otherwise associated with the financial services industry, namely lawyers, compliance officers, auditors, financial advisers, consultants, academics and students.
Author : Clara Barbiani
Publisher : Ethics International Press
Page : 608 pages
File Size : 25,83 MB
Release : 2024-04-17
Category : Business & Economics
ISBN : 1804412376
The call for establishing a right to bank holds valid premises, yet this right has never been contemplated before. The book argues that introducing a right to bank under international law can offer a new route to ensure that the banking sector acts as a force for good like ethical banks currently do. The right to bank aims to address the fundamental issues that customers can experience while dealing with banks, introducing the paradigm: “get access; be respected; trust the system”. The right to bank is a right for everyone: in the transition from a financial crisis to a climate crisis, it empowers individuals to play an active role in the financial system through ethical and sustainable decision-making. It also stimulates financial institutions and governments to reflect about the fundamental role they play and to act wisely in furthering the ecological transition. The book therefore presents a proposal for establishing a right to bank, explaining the issues that this right aims to address, the benefits linked to its adoption, and the intended change it can trigger. Within this context, the author also presents the 10 Principles of Banking Social Responsibility, a new framework that the author decided to create in order to give concrete traction to the positive transition that the banking sector crucially needs to embrace in this challenging historical moment. This innovative work will be valuable for lawmakers, banking and finance professionals and researchers, governments and NGOs, including UN bodies.
Author : Martin Dixon
Publisher : Taylor & Francis
Page : 712 pages
File Size : 27,82 MB
Release : 2023-08-28
Category : Law
ISBN : 1000899144
Modern Land Law is one of the most current and reliable textbooks available on land law today, offering a lively and thought-provoking account of a subject that remains at the heart of our legal system. Providing an accessible approach to a complex subject, this compact textbook provides an absorbing analysis of all the key legal principles relating to land. Written with students firmly in mind, a clear introduction to every chapter frames each topic in its wider context and corresponding chapter summaries help to consolidate learning and encourage reflection. The 13th edition has been revised and brought fully up to date to address all major developments in the law, and includes key recent cases, such as Hudson v Hathway and Global 100 v Laleva in the Court of Appeal.
Author : Pierpaolo Marano
Publisher : Springer Nature
Page : 439 pages
File Size : 41,25 MB
Release : 2021
Category : Bank marketing
ISBN : 3030527387
This open access volume of the AIDA Europe Research Series on Insurance Law and Regulation offers the first comprehensive legal and regulatory analysis of the Insurance Distribution Directive (IDD). The IDD came into force on 1 October 2018 and regulates the distribution of insurance products in the EU. The book examines the main changes accompanying the IDD and analyses its impact on insurance distributors, i.e., insurance intermediaries and insurance undertakings, as well as the market. Drawing on interrelations between the rules of the Directive and other fields that are relevant to the distribution of insurance products, it explores various topics related to the interpretation of the IDD - e.g. the harmonization achieved under it; its role as a benchmark for national legislators; and its interplay with other regulations and sciences - while also providing an empirical analysis of the standardised pre-contractual information document. Accordingly, the book offers a wealth of valuable insights for academics, regulators, practitioners and students who are interested in issues concerning insurance distribution.--
Author : United States. Congress
Publisher :
Page : 1324 pages
File Size : 39,5 MB
Release : 1968
Category : Law
ISBN :
Author : International Monetary Fund. Monetary and Capital Markets Department
Publisher : International Monetary Fund
Page : 66 pages
File Size : 45,94 MB
Release : 2022-07-07
Category : Business & Economics
ISBN :
Ireland has considerably strengthened financial sector regulation and supervision since the 2016 FSAP, aided by the ECB/SSM, and is working with European and international regulators to strengthen oversight of the large market-based finance (MBF) sector. This strengthening is evidenced by a successful navigation through the challenges of Brexit and the pandemic. Despite global headwinds, Ireland is exiting the pandemic with strong economic growth and a highly capitalized and liquid banking system. The financial system has grown rapidly and in complexity, especially after Brexit, and Ireland has become a European base for large financial groups. The MBF sector has grown to the second largest in Europe, with global interlinkages.
Author : GREAT BRITAIN.
Publisher :
Page : 28 pages
File Size : 39,63 MB
Release : 2018-10-11
Category :
ISBN : 9780111173008
Enabling power: European Union (Withdrawal) Act 2018, s. 8 (1). Issued: 11.10.2018. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reg. 1 (2) (3). Effect: 2009 c.1; 2013 c.33; S.I. 2011/199; 2017/752 amended. Territorial extent & classification: E/W/S/NI. EC note: These Regulations are made in exercise of the powers in section 8(1) of the European Union (Withdrawal) Act 2018 (c. 16) in order to address failures of retained EU law to operate effectively and other deficiencies (in particular under paragraphs (a), (b), (c), (e), (f) and (g) of section 8(2)) arising from the withdrawal of the United Kingdom from the European Union. With correction slip dated October 2018. For approval by resolution of each House of Parliament
Author : Great Britain
Publisher :
Page : 32 pages
File Size : 16,77 MB
Release : 2018-09-11
Category :
ISBN : 9780111172421
Enabling power: European Union (Withdrawal) Act 2018, s. 8 (1), sch. 4, para. 1, sch. 7, para. 21. Issued: 11.09.2018. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reg. 1 (2) (3). Effect: 2000 c.8 modified & 1928 c.43; 1974 c.47; 1981 c.20; 1985 c.61; Housing Act 1985 c.68; 1986 c.53; 1988 c.28, c.52; 1992 c.5; 1993 c.8; 1997 c.27; 1998 c.11; 2000 c.29; 2001 c.24; 2003 c.43; 2007 c.29; 2008 c.31; 2010 c.38; 2011 c.25; 2012 c.7; 2016 c.7 & 50 SIs amended. Territorial extent & classification: E/W/S/NI. For approval by resolution of each House of Parliament
