The Securities Law of Public Finance
Author : Robert A. Fippinger
Publisher :
Page : 480 pages
File Size : 11,90 MB
Release : 1988
Category : Bonds
ISBN :
Corporate Finance and the Securities Laws
Author : Charles J. Johnson
Publisher :
Page : 1154 pages
File Size : 44,80 MB
Release : 2004
Category : Business & Economics
ISBN :
Book Description
The highly anticipated Third Edition of Corporate Finance & the Securities Laws is a fully updated version of this classic work by two premier experts in the world of corporate finance. The book explains the legal environment in which capital markets transactions take place as well as explaining the transactions themselves and how professionals can manage the transaction and get it done. Some highlights in the Third Edition are: Underwriting practices the registration and distribution process Private placements Shelf registrations International finance Commercial paper Innovative financial products and asset-backed securities the Third Edition also includes updates on many important developments in corporate finance, including: New standards for IPO allocations the reduced role of analysts in securities offerings driven by reforms separating the interaction of research analysts And The investment bankers who bring in new business an updated look at MD&A (Management Discussion & Analysis) A new chapter focusing on asset-backed securities Sarbanes-Oxley's effects on disclosure requirements and due diligence the growing trend of On-line offerings Dealing with 'gun-jumping' problems Electronic delivery of offering documents New emphasis on financial statement due diligence New NASD corporate financing rule New NASD rule on retention of new issues (formerly the 'hot issue' rule) Exiting the SEC reporting system Innovative financing techniques And The Commodity Futures Modernization Act of 2000 Short sales and equity derivatives Innovations in convertible, exchangeable and equity-linked securities Amended Rule 10b-18 and more
Securities Law and Practice Deskbook
Author : Gary M. Brown
Publisher :
Page : 0 pages
File Size : 14,68 MB
Release : 2013-01-16
Category : Going public (Securities)
ISBN : 9781402418969
Book Description
In one concise volume, the new sixth edition of Securities Law and Practice Deskbook contains thorough but accessible insight into securities law and regulation, including the sweeping Dodd-Frank changes and the Commission's recent enactment of the "proxy access" rules. Featuring step-by-step checklists that spotlight what you should and should not do as an adviser in the securities arena, this practical treatise enables you to help corporate entities * Deal effectively with the Securities Act registration process -- focusing on the procedures, disclosure requirements, and documents involved, including the drafting of prospectuses, the due diligence necessary to ensure accuracy, and electronic filing * Handle registration and reporting under the Exchange Act -- both initial and mandated periodic reporting, including the revisions made under both Sarbanes-Oxley and the recent financial reform legislation * Minimize liability risks under the Exchange Act -- by understanding what triggers violations under Rule 10b-5, Section 16(b), and Section 14, and by avoiding such practices as churning and market manipulation Securities Law and Practice Deskbook covers the recent legislative, regulatory and judicial changes that * Revised the net worth standard of qualifying as an accredited investor * Increased the SEC's ability to impose penalties in cease-and-desist proceedings * Requires the creation of "claw-back" provisions in listed company compensation plans * Significantly revised "proxy access" and "proxy voting" regulations
SEC Compliance and Enforcement Answer Book 2015
Author : David M. Stuart
Publisher :
Page : 0 pages
File Size : 13,89 MB
Release : 2015-08-07
Category : Corporation law
ISBN : 9781402424717
Book Description
SEC Compliance and Enforcement Answer Book 2015 answers hundreds of real-world questions related to the nuances of unique SEC Enforcement procedure, and provides sophisticated insight on the complex and extensive body of federal securities laws. Edited by David M. Stuart (Cravath, Swaine and Moore LLP), this expert Q&A guide compiles the perspectives of leading practitioners from around the country who have previously served in the SEC Enforcement Division, many of whom were in some of the most senior positions in the Division. Leveraging the authors' experience and expertise, SEC Compliance and Enforcement Answer Book 2015 provides nuts and bolts guidance on: - Conducting an effective internal investigation - while the SEC is simultaneously investigating - Responding to SEC requests and subpoenas for documents, interviews, and testimony - Cooperating effectively with SEC staff - The Wells process, negotiating resolutions, and litigating with the SEC - The complexities that arise when criminal and international law enforcement authorities becomes involved in an SEC investigation Additionally, SEC Compliance and Enforcement Answer Book 2015 answers questions on insider trading, accounting and securities fraud, market manipulation and foreign corruption. The Q&A guide also tackles special issues related to investigations of attorneys, accountants, and those identified by whistleblowers.
Securities Litigation
Author : Jonathan C. Dickey
Publisher : Practising Law Institute
Page : 0 pages
File Size : 41,5 MB
Release : 2006
Category : Actions and defenses
ISBN : 9781402408175
Book Description
Securities Litigation: A Practitioner's Guide can help companies cope effectively with this major challenge, by providing you with the guidance you need to help your clients get the competitive edge in securities class actions.
Enforcement of Corporate and Securities Law
Author : Robin Hui Huang
Publisher : Cambridge University Press
Page : 553 pages
File Size : 16,38 MB
Release : 2017-09-28
Category : Law
ISBN : 1316738507
Book Description
This book assembles the world's most authoritative specialists for a comparative analysis of the enforcement of corporate and securities laws in thirteen national jurisdictions. It examines the enforcement of corporate and securities laws across the globe and across different legal and political systems from an in-depth comparative perspective.
Municipal Debt Finance Law
Author : Robert S. Amdursky
Publisher : Aspen Publishers
Page : 0 pages
File Size : 16,94 MB
Release : 2013
Category : Debts, Public
ISBN : 9781454826644
Book Description
Municipal Debt Finance Law: Theory and Practice, Second Editionprovides an examination of the legal principles underlying the issuance ofdebt by states and their political subdivisions. The book provides in-depthanalysis of the conditions that must be satisfied
Government Code
Author : Texas
Publisher :
Page : 556 pages
File Size : 31,16 MB
Release : 2000
Category : Local government
ISBN :
Book Description
Public Finance and Parliamentary Constitutionalism
Author : Will Bateman
Publisher : Cambridge University Press
Page : 283 pages
File Size : 15,31 MB
Release : 2020-09-24
Category : Business & Economics
ISBN : 1108478115
Book Description
Explores financial aspects of constitutional government, focusing on central banking, sovereign borrowing, taxation and public expenditure.
Securing Development
Author : Bernard Harborne
Publisher : World Bank Publications
Page : 334 pages
File Size : 23,14 MB
Release : 2017-03-01
Category : Business & Economics
ISBN : 1464807671
Book Description
Securing Development: Public Finance and the Security Sector highlights the role of public finance in the delivery of security and criminal justice services. This book offers a framework for analyzing public financial management, financial transparency, and oversight, as well as expenditure policy issues that determine how to most appropriately manage security and justice services. The interplay among security, justice, and public finance is still a relatively unexplored area of development. Such a perspective can help security actors provide more professional, effective, and efficient security and justice services for citizens, while also strengthening systems for accountability. The book is the result of a project undertaken jointly by staff from the World Bank and the United Nations, integrating the disciplines where each institution holds a comparative advantage and a core mandate. The primary audience includes government officials bearing both security and financial responsibilities, staff of international organizations working on public expenditure management and security sector issues, academics, and development practitioners working in an advisory capacity.
